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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
76
Accenture
ACN
$89.9B
$11.4M 0.29%
32,330
+3,273
+11% +$1.08M
AMLP icon
77
Alerian MLP ETF
AMLP
$13B
$11.1M 0.28%
235,401
+1,989
+0.9% +$94.1K
UNH icon
78
UnitedHealth
UNH
$382B
$11.1M 0.28%
18,926
+399
+2% +$226K
BUFR icon
79
FT Vest Fund of Buffer ETFs
BUFR
$10B
$11M 0.28%
368,037
-332,095
-47% -$9.7M
TSM icon
80
TSMC
TSM
$2.09T
$10.4M 0.27%
59,915
+801
+1% +$136K
NVO
81
Novo Nordisk
NVO
$216B
$10.3M 0.26%
86,470
+10,562
+14% +$1.41M
IEF icon
82
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$10.3M 0.26%
104,620
+17,102
+20% +$1.65M
LHX icon
83
L3Harris
LHX
$55.9B
$10.3M 0.26%
43,115
+5,185
+14% +$1.2M
HON icon
84
Honeywell
HON
$77.1B
$10.2M 0.26%
52,520
+6,156
+13% +$1.19M
CGMS icon
85
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$9.88M 0.25%
354,942
+199,168
+128% +$5.48M
AMGN icon
86
Amgen
AMGN
$203B
$9.79M 0.25%
30,373
+6,662
+28% +$2.18M
CSCO icon
87
Cisco
CSCO
$450B
$9.66M 0.25%
181,559
-54,428
-23% -$2.65M
RDVI icon
88
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$9.65M 0.25%
391,427
-124,996
-24% -$3M
ADI icon
89
Analog Devices
ADI
$181B
$9.63M 0.25%
41,825
+3,395
+9% +$765K
IYC icon
90
iShares US Consumer Discretionary ETF
IYC
$1.12B
$9.57M 0.24%
108,854
-43
-0% -$3.56K
DGRO icon
91
iShares Core Dividend Growth ETF
DGRO
$42.6B
$9.57M 0.24%
152,557
+1,415
+0.9% +$85.3K
IJS icon
92
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$9.34M 0.24%
86,731
+74,434
+605% +$7.73M
VO icon
93
Vanguard Mid-Cap ETF
VO
$106B
$9.15M 0.23%
138,568
-2,556
-2% -$160K
ETN icon
94
Eaton
ETN
$157B
$9.05M 0.23%
27,314
+2,761
+11% +$844K
VIG icon
95
Vanguard Dividend Appreciation ETF
VIG
$111B
$9.01M 0.23%
45,467
+6,122
+16% +$1.17M
SHEL icon
96
Shell
SHEL
$245B
$8.92M 0.23%
135,206
+16,258
+14% +$1.15M
LMT icon
97
Lockheed Martin
LMT
$134B
$8.87M 0.23%
15,157
+2,183
+17% +$1.17M
RTX icon
98
RTX Corp
RTX
$287B
$8.81M 0.23%
72,700
+2,537
+4% +$289K
IWM icon
99
iShares Russell 2000 ETF
IWM
$80.9B
$8.69M 0.22%
39,344
+13,961
+55% +$2.99M
EPD icon
100
Enterprise Products Partners
EPD
$83.8B
$8.69M 0.22%
298,537
-701
-0.2% -$20.5K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.