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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRWD icon
76
CrowdStrike
CRWD
$187B
$10.3M 0.29%
107,380
+29,616
+38% +$2.46M
TSM icon
77
TSMC
TSM
$2.09T
$10.3M 0.29%
59,114
+1,010
+2% +$153K
MU icon
78
Micron Technology
MU
$1.04T
$9.97M 0.28%
75,789
+48,343
+176% +$6.09M
LOW icon
79
Lowe's Companies
LOW
$116B
$9.77M 0.27%
44,270
+1,543
+4% +$352K
PNC icon
80
PNC Financial Services
PNC
$100B
$9.51M 0.26%
61,148
+3,649
+6% +$566K
UNH icon
81
UnitedHealth
UNH
$382B
$9.44M 0.26%
18,527
+326
+2% +$160K
AMD icon
82
Advanced Micro Devices
AMD
$851B
$9.43M 0.26%
58,149
-12,512
-18% -$2.01M
GJUN icon
83
FT Vest US Equity Moderate Buffer ETF June
GJUN
$513M
$9.36M 0.26%
+274,368
New +$9.22M
HON icon
84
Honeywell
HON
$77.1B
$9.33M 0.26%
46,364
+3,592
+8% +$683K
FTSL icon
85
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$9.17M 0.25%
200,478
+76,967
+62% +$3.55M
IYC icon
86
iShares US Consumer Discretionary ETF
IYC
$1.12B
$8.85M 0.25%
108,897
+371
+0.3% +$29.5K
ACN icon
87
Accenture
ACN
$89.9B
$8.82M 0.25%
29,057
+1,533
+6% +$470K
FSIG icon
88
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$8.8M 0.24%
469,431
+452,308
+2,642% +$8.46M
ADI icon
89
Analog Devices
ADI
$181B
$8.77M 0.24%
38,430
+1,142
+3% +$244K
SMH icon
90
VanEck Semiconductor ETF
SMH
$67.6B
$8.74M 0.24%
33,538
-6,588
-16% -$1.54M
DGRO icon
91
iShares Core Dividend Growth ETF
DGRO
$42.6B
$8.71M 0.24%
151,142
-15,526
-9% -$887K
EPD icon
92
Enterprise Products Partners
EPD
$83.8B
$8.67M 0.24%
299,238
+24,948
+9% +$715K
SHEL icon
93
Shell
SHEL
$245B
$8.59M 0.24%
118,948
+5,132
+5% +$367K
VO icon
94
Vanguard Mid-Cap ETF
VO
$106B
$8.55M 0.24%
141,124
+2,684
+2% +$163K
LHX icon
95
L3Harris
LHX
$55.9B
$8.52M 0.24%
37,930
+2,618
+7% +$566K
CEG icon
96
Constellation Energy
CEG
$98B
$8.39M 0.23%
41,905
+17,465
+71% +$3.56M
IEF icon
97
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$8.2M 0.23%
87,518
+53,156
+155% +$4.94M
RFDI icon
98
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$8.02M 0.22%
126,098
-1,986
-2% -$128K
IJT icon
99
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$7.98M 0.22%
62,158
-106
-0.2% -$13.6K
ETN icon
100
Eaton
ETN
$157B
$7.7M 0.21%
24,553
+4,560
+23% +$1.47M
2 3
4
5 6

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.