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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
76
Lowe's Companies
LOW
$116B
$8.49M 0.28%
38,159
-1,433
-4% -$290K
ACN icon
77
Accenture
ACN
$89.9B
$8.12M 0.27%
23,147
+765
+3% +$247K
NVO
78
Novo Nordisk
NVO
$216B
$8.05M 0.27%
77,861
+2,831
+4% +$280K
HON icon
79
Honeywell
HON
$77.1B
$7.99M 0.26%
40,404
-2,562
-6% -$462K
IJT icon
80
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$7.98M 0.26%
63,780
+354
+0.6% +$39.7K
BUFQ icon
81
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$7.97M 0.26%
+295,108
New +$7.67M
AMD icon
82
Advanced Micro Devices
AMD
$851B
$7.94M 0.26%
53,841
-21,712
-29% -$2.56M
ADBE icon
83
Adobe
ADBE
$89.5B
$7.88M 0.26%
13,216
+3,434
+35% +$1.98M
CRM icon
84
Salesforce
CRM
$134B
$7.81M 0.26%
29,673
-7,566
-20% -$1.71M
RFDI icon
85
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$7.77M 0.26%
126,969
+3,436
+3% +$195K
AMGN icon
86
Amgen
AMGN
$203B
$7.72M 0.26%
26,787
+511
+2% +$139K
HYLS icon
87
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$7.69M 0.25%
185,106
+112,493
+155% +$4.48M
IWM icon
88
iShares Russell 2000 ETF
IWM
$80.9B
$7.67M 0.25%
38,199
-7,400
-16% -$1.33M
XLE icon
89
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$7.54M 0.25%
179,966
-29,082
-14% -$1.24M
LMT icon
90
Lockheed Martin
LMT
$134B
$7.44M 0.25%
16,420
-240
-1% -$106K
VO icon
91
Vanguard Mid-Cap ETF
VO
$106B
$7.42M 0.25%
127,560
+8,864
+7% +$474K
SMH icon
92
VanEck Semiconductor ETF
SMH
$67.6B
$7.3M 0.24%
41,751
-2,943
-7% -$461K
LLY icon
93
Eli Lilly
LLY
$1.07T
$7.29M 0.24%
12,505
+706
+6% +$412K
JEPQ icon
94
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$7.23M 0.24%
144,751
+45,730
+46% +$2.21M
SHEL icon
95
Shell
SHEL
$245B
$7.22M 0.24%
109,764
-4,001
-4% -$263K
ADI icon
96
Analog Devices
ADI
$181B
$7.21M 0.24%
36,300
-2,620
-7% -$468K
MDT icon
97
Medtronic
MDT
$107B
$7.15M 0.24%
86,849
-162
-0.2% -$12.3K
LHX icon
98
L3Harris
LHX
$55.9B
$7.1M 0.24%
33,700
-1,005
-3% -$189K
MGK icon
99
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$6.98M 0.23%
134,575
+114,960
+586% +$5.58M
JNK icon
100
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$6.9M 0.23%
72,846
+64,094
+732% +$5.85M
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.