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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHEL icon
76
Shell
SHEL
$245B
$7.32M 0.28%
113,765
+3,011
+3% +$187K
AMGN icon
77
Amgen
AMGN
$203B
$7.06M 0.27%
26,276
-510
-2% -$127K
IJT icon
78
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$6.96M 0.27%
63,426
-2,074
-3% -$239K
TSLA icon
79
Tesla
TSLA
$1.24T
$6.93M 0.27%
27,689
-255
-0.9% -$65.5K
IYK icon
80
iShares US Consumer Staples ETF
IYK
$1.39B
$6.92M 0.27%
111,363
-801
-0.7% -$52.9K
ACN icon
81
Accenture
ACN
$89.9B
$6.88M 0.27%
22,382
-1,181
-5% -$372K
RFDI icon
82
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$6.87M 0.27%
123,533
+53,606
+77% +$3.07M
NVO
83
Novo Nordisk
NVO
$216B
$6.82M 0.26%
75,030
+2,670
+4% +$235K
LMT icon
84
Lockheed Martin
LMT
$134B
$6.82M 0.26%
16,660
+1,108
+7% +$492K
MDT icon
85
Medtronic
MDT
$107B
$6.82M 0.26%
87,011
-2,850
-3% -$239K
ADI icon
86
Analog Devices
ADI
$181B
$6.82M 0.26%
38,920
+578
+2% +$107K
VOO icon
87
Vanguard S&P 500 ETF
VOO
$968B
$6.6M 0.26%
16,798
+33
+0.2% +$13.5K
IWF icon
88
iShares Russell 1000 Growth ETF
IWF
$122B
$6.56M 0.25%
98,608
+16,468
+20% +$1.14M
IJH icon
89
iShares Core S&P Mid-Cap ETF
IJH
$123B
$6.53M 0.25%
130,900
+24,760
+23% +$1.3M
SMH icon
90
VanEck Semiconductor ETF
SMH
$67.6B
$6.48M 0.25%
44,694
+4,688
+12% +$710K
RSP icon
91
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$6.41M 0.25%
45,217
-4,077
-8% -$609K
RTX icon
92
RTX Corp
RTX
$287B
$6.4M 0.25%
88,953
+6,398
+8% +$548K
LLY icon
93
Eli Lilly
LLY
$1.07T
$6.34M 0.25%
11,799
+712
+6% +$367K
SLV icon
94
iShares Silver Trust
SLV
$28.1B
$6.27M 0.24%
308,057
-14,934
-5% -$323K
USMV icon
95
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$6.24M 0.24%
86,137
-3,700
-4% -$276K
BUFR icon
96
FT Vest Fund of Buffer ETFs
BUFR
$10B
$6.23M 0.24%
254,251
+242,964
+2,153% +$6.11M
VO icon
97
Vanguard Mid-Cap ETF
VO
$106B
$6.18M 0.24%
118,696
+7,412
+7% +$406K
VICI icon
98
VICI Properties
VICI
$29.4B
$6.05M 0.23%
207,836
-11,038
-5% -$342K
LHX icon
99
L3Harris
LHX
$55.9B
$6.04M 0.23%
34,705
+1,693
+5% +$311K
BG icon
100
Bunge Global
BG
$23.6B
$6.03M 0.23%
55,667
-3,080
-5% -$338K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.