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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEPQ icon
76
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$6.28M 0.31%
+153,885
New +$6.54M
CSCO icon
77
Cisco
CSCO
$450B
$6.25M 0.31%
131,113
-28,793
-18% -$1.31M
FLRN icon
78
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$6.21M 0.31%
204,349
-3,795
-2% -$115K
CMCSA icon
79
Comcast
CMCSA
$79.1B
$6.07M 0.3%
173,517
-18,043
-9% -$597K
WIP icon
80
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$5.99M 0.3%
+145,368
New +$5.94M
FPE icon
81
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$5.8M 0.29%
344,979
-12,254
-3% -$206K
UPS icon
82
United Parcel Service
UPS
$97.6B
$5.76M 0.29%
33,109
-11,449
-26% -$1.98M
FTGC icon
83
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$5.71M 0.29%
233,224
-323,813
-58% -$8.45M
ABT icon
84
Abbott
ABT
$180B
$5.64M 0.28%
51,339
-22,302
-30% -$2.31M
V icon
85
Visa
V
$677B
$5.63M 0.28%
27,104
-5,038
-16% -$1.02M
DE icon
86
Deere & Co
DE
$170B
$5.61M 0.28%
13,085
+1,341
+11% +$545K
SHEL icon
87
Shell
SHEL
$245B
$5.48M 0.27%
96,173
+11,342
+13% +$625K
BG icon
88
Bunge Global
BG
$23.6B
$5.47M 0.27%
54,802
+429
+0.8% +$41.2K
VO icon
89
Vanguard Mid-Cap ETF
VO
$106B
$5.45M 0.27%
106,996
-3,500
-3% -$178K
BAC icon
90
Bank of America
BAC
$435B
$5.28M 0.26%
159,311
-2,835
-2% -$97.7K
SDY icon
91
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$5.22M 0.26%
41,758
+19,682
+89% +$2.43M
RTX icon
92
RTX Corp
RTX
$287B
$5.22M 0.26%
51,699
-9,084
-15% -$854K
IJH icon
93
iShares Core S&P Mid-Cap ETF
IJH
$123B
$5.21M 0.26%
107,640
-765
-0.7% -$37K
HON icon
94
Honeywell
HON
$77.1B
$5.16M 0.26%
25,561
+1,373
+6% +$262K
TFLO icon
95
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$5.07M 0.25%
+100,661
New +$5.08M
FSK icon
96
FS KKR Capital
FSK
$2.98B
$4.97M 0.25%
284,280
+11,058
+4% +$206K
FTSL icon
97
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$4.96M 0.25%
111,293
+3,059
+3% +$137K
CRM icon
98
Salesforce
CRM
$134B
$4.88M 0.24%
36,818
-3,856
-9% -$563K
GOOG icon
99
Alphabet (Google) Class C
GOOG
$3.9T
$4.86M 0.24%
54,814
-10,411
-16% -$994K
PWP icon
100
Perella Weinberg Partners
PWP
$1.14B
$4.81M 0.24%
490,400
-161,400
-25% -$1.38M
2 3
4
5 6

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.