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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
76
Visa
V
$677B
$5.71M 0.3%
32,142
-2,805
-8% -$571K
DVN icon
77
Devon Energy
DVN
$51.9B
$5.66M 0.3%
94,080
+25,843
+38% +$1.61M
LHX icon
78
L3Harris
LHX
$55.9B
$5.66M 0.3%
27,218
+1,712
+7% +$395K
CMCSA icon
79
Comcast
CMCSA
$79.1B
$5.62M 0.29%
191,560
+5,437
+3% +$203K
OLN icon
80
Olin
OLN
$2.64B
$5.57M 0.29%
129,946
+2
+0% +$101
LMBS icon
81
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$5.43M 0.28%
114,622
+51,339
+81% +$2.48M
XLE icon
82
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$5.31M 0.28%
147,328
-1,298
-0.9% -$49.1K
VO icon
83
Vanguard Mid-Cap ETF
VO
$106B
$5.2M 0.27%
110,496
-952
-0.9% -$49.8K
PAYC icon
84
Paycom
PAYC
$6.78B
$5.15M 0.27%
+15,611
New +$5.38M
ADI icon
85
Analog Devices
ADI
$181B
$5.14M 0.27%
36,850
+1,786
+5% +$282K
TSLA icon
86
Tesla
TSLA
$1.24T
$5.09M 0.27%
19,172
+2,330
+14% +$651K
PAYX icon
87
Paychex
PAYX
$40.4B
$5.03M 0.26%
44,851
+602
+1% +$74.6K
LMT icon
88
Lockheed Martin
LMT
$134B
$5.02M 0.26%
12,974
+1,031
+9% +$431K
RTX icon
89
RTX Corp
RTX
$287B
$4.98M 0.26%
60,783
-7,424
-11% -$672K
ABBV icon
90
AbbVie
ABBV
$458B
$4.97M 0.26%
36,998
+7,553
+26% +$1.08M
ACN icon
91
Accenture
ACN
$89.9B
$4.96M 0.26%
19,286
+937
+5% +$271K
BAC icon
92
Bank of America
BAC
$435B
$4.9M 0.26%
162,146
+13,200
+9% +$441K
BLK icon
93
Blackrock
BLK
$164B
$4.88M 0.25%
8,861
+340
+4% +$223K
IFV icon
94
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$4.83M 0.25%
299,650
-8,642
-3% -$154K
AMGN icon
95
Amgen
AMGN
$203B
$4.78M 0.25%
21,204
+406
+2% +$98.4K
FTSL icon
96
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$4.77M 0.25%
108,234
-64,292
-37% -$2.9M
IJH icon
97
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.76M 0.25%
108,405
+29,815
+38% +$1.44M
META icon
98
Meta Platforms (Facebook)
META
$1.51T
$4.67M 0.24%
34,409
-1,722
-5% -$279K
XES icon
99
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$4.63M 0.24%
83,998
+66,457
+379% +$3.97M
FSK icon
100
FS KKR Capital
FSK
$2.98B
$4.63M 0.24%
273,222
+17,141
+7% +$358K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.