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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
76
Truist Financial
TFC
$63.7B
$615K 0.24%
16,152
-1,038
-6% -$39.1K
VWOB icon
77
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$613K 0.23%
7,766
+2,234
+40% +$178K
CONE
78
DELISTED
CyrusOne Inc Common Stock
CONE
$604K 0.23%
8,628
+54
+0.6% +$4.24K
VUG icon
79
Vanguard Growth ETF
VUG
$216B
$602K 0.23%
15,870
-51,822
-77% -$1.91M
SPLV icon
80
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$597K 0.23%
11,137
-318,189
-97% -$16.9M
VIG icon
81
Vanguard Dividend Appreciation ETF
VIG
$112B
$597K 0.23%
4,641
-1,524
-25% -$192K
BSJN
82
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$586K 0.22%
23,880
-39,192
-62% -$965K
VONE icon
83
Vanguard Russell 1000 ETF
VONE
$8.19B
$580K 0.22%
3,747
-274
-7% -$41.8K
LMBS icon
84
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$577K 0.22%
11,172
-88,647
-89% -$4.59M
IYH icon
85
iShares US Healthcare ETF
IYH
$3.38B
$571K 0.22%
12,550
-69,195
-85% -$3.13M
SPAB icon
86
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$566K 0.22%
18,372
-9,800
-35% -$303K
MSFT icon
87
Microsoft
MSFT
$2.89T
$565K 0.22%
2,717
-104,351
-97% -$21.9M
VWO icon
88
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$557K 0.21%
+12,875
New +$560K
FDL icon
89
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
$539K 0.21%
20,690
-839
-4% -$22.2K
LULU icon
90
lululemon athletica
LULU
$13.4B
$537K 0.21%
+1,629
New +$544K
OLED icon
91
Universal Display
OLED
$3.81B
$537K 0.21%
2,968
+18
+0.6% +$3.07K
YUM icon
92
Yum! Brands
YUM
$40.7B
$535K 0.2%
5,862
+126
+2% +$11.6K
LDSF icon
93
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$527K 0.2%
25,883
+12,478
+93% +$255K
IWD icon
94
iShares Russell 1000 Value ETF
IWD
$81.5B
$522K 0.2%
4,421
-3,851
-47% -$457K
GDX icon
95
VanEck Gold Miners ETF
GDX
$23.2B
$514K 0.2%
13,119
-16,036
-55% -$654K
CVS icon
96
CVS Health
CVS
$137B
$511K 0.2%
8,759
-15,993
-65% -$995K
OVB icon
97
Overlay Shares Core Bond ETF
OVB
$47.3M
$506K 0.19%
19,125
+9,000
+89% +$239K
IEMG icon
98
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$500K 0.19%
9,469
-4,930
-34% -$258K
VV icon
99
Vanguard Large-Cap ETF
VV
$51.9B
$499K 0.19%
3,189
-10,495
-77% -$1.62M
ADP icon
100
Automatic Data Processing
ADP
$102B
$495K 0.19%
3,548
-13,978
-80% -$1.96M
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.