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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJK
76
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$2.61M 0.27%
108,903
+4,952
+5% +$119K
AVGO icon
77
Broadcom
AVGO
$1.82T
$2.6M 0.27%
94,170
+8,640
+10% +$246K
XOM icon
78
ExxonMobil
XOM
$651B
$2.51M 0.26%
35,543
+3,194
+10% +$231K
GOOGL icon
79
Alphabet (Google) Class A
GOOGL
$3.91T
$2.48M 0.25%
40,640
+16,540
+69% +$980K
NOBL icon
80
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$2.46M 0.25%
68,786
+21,640
+46% +$757K
FXR icon
81
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$2.41M 0.25%
57,598
+3,609
+7% +$150K
YUM icon
82
Yum! Brands
YUM
$41B
$2.39M 0.25%
21,100
+482
+2% +$55.1K
D icon
83
Dominion Energy
D
$62.5B
$2.39M 0.25%
29,514
+668
+2% +$51.7K
INTC icon
84
Intel
INTC
$466B
$2.36M 0.24%
45,745
-3,521
-7% -$173K
FE icon
85
FirstEnergy
FE
$28.9B
$2.34M 0.24%
48,566
+1,781
+4% +$80.6K
DD icon
86
DuPont de Nemours
DD
$18.6B
$2.3M 0.24%
25,690
+17,618
+218% +$1.55M
MMP
87
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.3M 0.24%
34,705
-2,072
-6% -$136K
DUK icon
88
Duke Energy
DUK
$102B
$2.29M 0.24%
23,914
+69
+0.3% +$6.28K
XLB icon
89
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$2.29M 0.24%
78,642
-2,298
-3% -$66.3K
PEP icon
90
PepsiCo
PEP
$186B
$2.28M 0.23%
16,659
+640
+4% +$85K
PLD icon
91
Prologis
PLD
$138B
$2.27M 0.23%
26,589
+346
+1% +$28.6K
BAC icon
92
Bank of America
BAC
$435B
$2.22M 0.23%
76,215
+11,942
+19% +$343K
UPS icon
93
United Parcel Service
UPS
$97.6B
$2.19M 0.22%
18,248
+384
+2% +$43.9K
BCX icon
94
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$2.18M 0.22%
292,038
+184,373
+171% +$1.42M
LOW icon
95
Lowe's Companies
LOW
$116B
$2.18M 0.22%
19,855
+8,542
+76% +$902K
UCON icon
96
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$2.17M 0.22%
83,988
+5,560
+7% +$143K
LQD icon
97
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$2.16M 0.22%
16,972
-1,434
-8% -$181K
JCI icon
98
Johnson Controls International
JCI
$87.5B
$2.15M 0.22%
48,872
+41,944
+605% +$1.78M
MET icon
99
MetLife
MET
$61B
$2.14M 0.22%
45,358
+3,600
+9% +$172K
XLC icon
100
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$2.13M 0.22%
42,910
-9,657
-18% -$483K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.