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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.71M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
76
PepsiCo
PEP
$184B
$1.24M 0.25%
11,404
+94
+0.8% +$10.1K
SHV icon
77
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$1.22M 0.24%
11,038
+4,537
+70% +$501K
GYLD icon
78
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$1.22M 0.24%
63,649
+1,224
+2% +$23.5K
GILD icon
79
Gilead Sciences
GILD
$162B
$1.21M 0.24%
15,245
+4,010
+36% +$326K
GLD icon
80
SPDR Gold Trust
GLD
$130B
$1.21M 0.24%
9,599
+1,288
+15% +$164K
VPU
81
Vanguard Utilities ETF
VPU
$8.83B
$1.18M 0.24%
11,025
-577
-5% -$63.9K
IYY icon
82
iShares Dow Jones US ETF
IYY
$2.92B
$1.17M 0.23%
21,476
+156
+0.7% +$8.44K
BND icon
83
Vanguard Total Bond Market
BND
$157B
$1.16M 0.23%
13,744
+2,192
+19% +$185K
MLPA icon
84
Global X MLP ETF
MLPA
$2.28B
$1.16M 0.23%
16,575
+4,850
+41% +$335K
VCSH icon
85
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$1.13M 0.23%
14,051
+1,777
+14% +$143K
PFE icon
86
Pfizer
PFE
$143B
$1.13M 0.23%
34,995
+7,691
+28% +$257K
WMT icon
87
Walmart Inc
WMT
$863B
$1.13M 0.23%
46,776
+9,975
+27% +$242K
XLF icon
88
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$1.11M 0.22%
57,768
+46,552
+415% +$960K
FXU icon
89
First Trust Utilities AlphaDEX Fund
FXU
$838M
$1.11M 0.22%
42,906
+14,384
+50% +$384K
SDY icon
90
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$1.07M 0.21%
12,633
-3,591
-22% -$306K
IFLN
91
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$1.06M 0.21%
56,006
+7,517
+16% +$141K
ABBV icon
92
AbbVie
ABBV
$454B
$1.05M 0.21%
16,704
-1,913
-10% -$124K
EPU icon
93
iShares MSCI Peru and Global Exposure ETF
EPU
$536M
$1.03M 0.21%
+31,167
New +$1.05M
MUB icon
94
iShares National Muni Bond ETF
MUB
$45B
$1.02M 0.2%
9,017
+268
+3% +$30.4K
LLY icon
95
Eli Lilly
LLY
$1.06T
$980K 0.2%
12,211
+3,897
+47% +$312K
FNX icon
96
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$975K 0.2%
18,461
+3,050
+20% +$160K
PEY icon
97
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.12B
$967K 0.19%
60,874
+5,864
+11% +$92.4K
MMM icon
98
3M
MMM
$87.5B
$964K 0.19%
6,533
-38
-0.6% -$5.67K
FDT icon
99
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$956K 0.19%
+19,421
New +$927K
BRK.B icon
100
Berkshire Hathaway Class B
BRK.B
$1.06T
$943K 0.19%
6,526
-600
-8% -$87.8K
2 3
4
5 6

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.