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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNDT
76
DELISTED
Mandiant, Inc. Common Stock
MNDT
$805K 0.2%
25,314
-1,501
-6% -$62.6K
UPS icon
77
United Parcel Service
UPS
$97.6B
$803K 0.2%
8,135
-888
-10% -$87.7K
FXD icon
78
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$798K 0.2%
23,274
-5,692
-20% -$205K
BMY icon
79
Bristol-Myers Squibb
BMY
$127B
$794K 0.2%
14,100
+973
+7% +$61.7K
XLY icon
80
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$776K 0.2%
20,892
-169,554
-89% -$6.51M
GPRO icon
81
GoPro
GPRO
$116M
$766K 0.19%
24,545
-640
-3% -$31.5K
EPD icon
82
Enterprise Products Partners
EPD
$83.8B
$736K 0.19%
29,566
+1,519
+5% +$42.1K
ABBV icon
83
AbbVie
ABBV
$458B
$698K 0.18%
13,229
+767
+6% +$49.9K
HEDJ icon
84
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$698K 0.18%
25,560
-1,082
-4% -$32.5K
SDY icon
85
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$697K 0.18%
9,658
-7,171
-43% -$540K
BAC icon
86
Bank of America
BAC
$435B
$688K 0.17%
46,036
-856
-2% -$14.4K
INDY icon
87
iShares S&P India Nifty 50 Index Fund
INDY
$545M
$674K 0.17%
+24,155
New +$699K
GLD icon
88
SPDR Gold Trust
GLD
$131B
$673K 0.17%
6,434
-1,414
-18% -$152K
IEF icon
89
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$653K 0.17%
6,055
+1,928
+47% +$205K
PM icon
90
Philip Morris
PM
$301B
$652K 0.16%
8,224
+390
+5% +$32.1K
IGIB icon
91
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$646K 0.16%
11,890
+4,768
+67% +$259K
COP icon
92
ConocoPhillips
COP
$147B
$641K 0.16%
13,758
+4,033
+41% +$205K
VYM icon
93
Vanguard High Dividend Yield ETF
VYM
$81.1B
$606K 0.15%
9,669
-1,451
-13% -$95.5K
VFC icon
94
VF Corp
VFC
$6.68B
$590K 0.15%
9,191
+1,126
+14% +$77.1K
FTSM icon
95
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$587K 0.15%
+9,795
New +$587K
IVW icon
96
iShares S&P 500 Growth ETF
IVW
$72.5B
$585K 0.15%
21,708
-2,440
-10% -$69.4K
KMI icon
97
Kinder Morgan
KMI
$73.1B
$585K 0.15%
21,120
-2,441
-10% -$80.8K
IJH icon
98
iShares Core S&P Mid-Cap ETF
IJH
$123B
$584K 0.15%
21,385
+1,790
+9% +$52K
COST icon
99
Costco
COST
$415B
$569K 0.14%
4,187
+854
+26% +$122K
VWO icon
100
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$563K 0.14%
17,004
+5,395
+46% +$196K
2 3
4
5 6

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.