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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
76
Chevron
CVX
$388B
$832K 0.21%
7,420
+970
+15% +$110K
SBUX icon
77
Starbucks
SBUX
$118B
$824K 0.21%
20,092
-4,034
-17% -$158K
CWB icon
78
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$811K 0.2%
17,302
-38,943
-69% -$1.91M
VYM icon
79
Vanguard High Dividend Yield ETF
VYM
$81.1B
$807K 0.2%
11,734
-440
-4% -$29.9K
BSJH
80
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$803K 0.2%
30,926
+500
+2% +$13.3K
GILD icon
81
Gilead Sciences
GILD
$161B
$801K 0.2%
8,500
-220
-3% -$22.8K
BAC icon
82
Bank of America
BAC
$435B
$791K 0.2%
44,204
-5,008
-10% -$85.7K
RCS
83
PIMCO Strategic Income Fund
RCS
$243M
$781K 0.19%
82,481
-56,281
-41% -$564K
FDL icon
84
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$779K 0.19%
32,508
+1,530
+5% +$36.5K
BAX icon
85
Baxter International
BAX
$11.6B
$771K 0.19%
+19,362
New +$754K
TIPT icon
86
Tiptree Inc
TIPT
$668M
$765K 0.19%
94,423
+31,426
+50% +$242K
EPD icon
87
Enterprise Products Partners
EPD
$83.8B
$754K 0.19%
20,886
-1,297
-6% -$48K
EIDO icon
88
iShares MSCI Indonesia ETF
EIDO
$476M
$750K 0.19%
+27,343
New +$739K
PG icon
89
Procter & Gamble
PG
$343B
$750K 0.19%
8,229
+1,475
+22% +$130K
PPL
90
PPL Corp
PPL
$27.3B
$744K 0.19%
21,973
+282
+1% +$9.21K
CZA icon
91
Invesco Zacks Mid-Cap ETF
CZA
$188M
$730K 0.18%
+14,748
New +$718K
MUB icon
92
iShares National Muni Bond ETF
MUB
$45.1B
$707K 0.18%
6,408
+44
+0.7% +$4.84K
GYLD icon
93
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$697K 0.17%
29,214
-2,637
-8% -$67K
LEG icon
94
Leggett & Platt
LEG
$1.52B
$695K 0.17%
+16,314
New +$643K
VXF icon
95
Vanguard Extended Market ETF
VXF
$30.3B
$690K 0.17%
7,857
+188
+2% +$16.1K
FXO icon
96
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$685K 0.17%
29,451
+7,331
+33% +$166K
IBM icon
97
IBM
IBM
$202B
$682K 0.17%
4,447
-556
-11% -$88.5K
WFC icon
98
Wells Fargo
WFC
$261B
$680K 0.17%
12,413
+103
+0.8% +$5.45K
AZN icon
99
AstraZeneca
AZN
$263B
$676K 0.17%
9,610
+180
+2% +$12.9K
ORAN
100
DELISTED
Orange
ORAN
$668K 0.17%
39,469
+708
+2% +$11.2K
2 3
4
5 6

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.