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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
76
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$425M
$779K 0.21%
34,504
-3,410
-9% -$77.6K
IDLV icon
77
Invesco S&P International Developed Low Volatility ETF
IDLV
$339M
$766K 0.21%
36,958
-485
-1% -$16.1K
UPS icon
78
United Parcel Service
UPS
$97.6B
$760K 0.2%
8,036
-10
-0.1% -$994
KMB icon
79
Kimberly-Clark
KMB
$36.1B
$756K 0.2%
7,487
+4,401
+143% +$458K
PEP icon
80
PepsiCo
PEP
$186B
$744K 0.2%
8,587
-21
-0.2% -$1.92K
FDL icon
81
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.69B
$725K 0.2%
30,978
+5,004
+19% +$119K
TTE icon
82
TotalEnergies
TTE
$191B
$708K 0.19%
11,220
+507
+5% +$33.6K
MUB icon
83
iShares National Muni Bond ETF
MUB
$45.1B
$698K 0.19%
6,364
+531
+9% +$57.9K
GDXJ icon
84
VanEck Junior Gold Miners ETF
GDXJ
$7.11B
$691K 0.19%
20,551
-4,090
-17% -$166K
CVX icon
85
Chevron
CVX
$388B
$686K 0.18%
6,450
-1,716
-21% -$219K
AZN icon
86
AstraZeneca
AZN
$261B
$674K 0.18%
9,430
+477
+5% +$34.9K
FXR icon
87
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$734M
$673K 0.18%
22,921
+9,342
+69% +$282K
UWM icon
88
ProShares Ultra Russell2000
UWM
$258M
$670K 0.18%
35,376
-21,012
-37% -$436K
KMP
89
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$666K 0.18%
7,140
+58
+0.8% +$5.16K
EELV icon
90
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$429M
$663K 0.18%
25,915
+16
+0.1% +$461
PPL
91
PPL Corp
PPL
$27.3B
$663K 0.18%
21,691
+12,679
+141% +$397K
VXF icon
92
Vanguard Extended Market ETF
VXF
$30.4B
$641K 0.17%
7,669
+122
+2% +$10.5K
AMZN icon
93
Amazon
AMZN
$2.52T
$640K 0.17%
45,420
-3,120
-6% -$51.9K
NGG icon
94
National Grid
NGG
$82B
$639K 0.17%
9,221
+518
+6% +$36.8K
MCD icon
95
McDonald's
MCD
$189B
$634K 0.17%
6,988
-525
-7% -$50.1K
CAT icon
96
Caterpillar
CAT
$411B
$626K 0.17%
7,018
+3,517
+100% +$373K
BMY icon
97
Bristol-Myers Squibb
BMY
$127B
$616K 0.17%
12,732
+1,027
+9% +$51.3K
HAS icon
98
Hasbro
HAS
$12.5B
$614K 0.17%
+11,167
New +$587K
PBT
99
Permian Basin Royalty Trust
PBT
$1.36B
$611K 0.16%
45,000
-122
-0.3% -$1.71K
IVW icon
100
iShares S&P 500 Growth ETF
IVW
$73B
$605K 0.16%
24,312
-732
-3% -$19.5K
2 3
4
5 6

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.