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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$370M
AUM Growth
+$53M
Cap. Flow
+$30.7M
Cap. Flow %
8.31%
Top 10 Hldgs %
40.72%
Holding
298
New
45
Increased
130
Reduced
76
Closed
29

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$14.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$14.2M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$14.1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.87M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.78M

Top Sells

Rank Stock Value
1
IYE icon
iShares US Energy ETF
IYE
+$8.36M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.47M
3
IYW icon
iShares US Technology ETF
IYW
+$7.11M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.1M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.19%
3 Technology 2.79%
4 Communication Services 2.55%
5 Financials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
76
Vanguard High Dividend Yield ETF
VYM
$80.6B
$792K 0.21%
11,940
-89
-0.7% -$5.75K
AMZN icon
77
Amazon
AMZN
$2.51T
$788K 0.21%
48,540
+8,840
+22% +$140K
TTE icon
78
TotalEnergies
TTE
$191B
$773K 0.21%
10,713
+690
+7% +$48.3K
PEP icon
79
PepsiCo
PEP
$184B
$769K 0.21%
8,608
-135
-2% -$11.7K
MCD icon
80
McDonald's
MCD
$187B
$757K 0.2%
7,513
+918
+14% +$92.7K
VOD icon
81
Vodafone
VOD
$35.1B
$739K 0.2%
22,123
+14,018
+173% +$496K
XLK icon
82
State Street Technology Select Sector SPDR ETF
XLK
$116B
$736K 0.2%
38,392
+6,724
+21% +$124K
EELV icon
83
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$426M
$729K 0.2%
25,899
+1,699
+7% +$47K
BAC icon
84
Bank of America
BAC
$430B
$720K 0.19%
46,866
-6,406
-12% -$99.5K
DD icon
85
DuPont de Nemours
DD
$18.6B
$707K 0.19%
+5,426
New +$691K
GILD icon
86
Gilead Sciences
GILD
$162B
$692K 0.19%
8,350
+3,927
+89% +$306K
LUMO
87
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$690K 0.19%
2,889
– –
FDN icon
88
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$686K 0.19%
11,514
-241
-2% -$13.6K
LMT icon
89
Lockheed Martin
LMT
$131B
$680K 0.18%
+4,229
New +$688K
GYLD icon
90
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$679K 0.18%
24,052
+6,547
+37% +$181K
AZN icon
91
AstraZeneca
AZN
$261B
$665K 0.18%
8,953
+3,640
+69% +$263K
VXF icon
92
Vanguard Extended Market ETF
VXF
$30.4B
$662K 0.18%
7,547
-79
-1% -$6.64K
IVW icon
93
iShares S&P 500 Growth ETF
IVW
$72.9B
$659K 0.18%
25,044
+228
+0.9% +$5.79K
QRE
94
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$659K 0.18%
34,700
+11,900
+52% +$215K
XLE icon
95
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$650K 0.18%
12,996
+4,192
+48% +$198K
PBT
96
Permian Basin Royalty Trust
PBT
$1.36B
$643K 0.17%
45,122
+1,500
+3% +$20.8K
MUB icon
97
iShares National Muni Bond ETF
MUB
$45B
$634K 0.17%
5,833
+528
+10% +$57.1K
NGG icon
98
National Grid
NGG
$82B
$624K 0.17%
+8,703
New +$603K
FDL icon
99
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$618K 0.17%
25,974
-111
-0.4% -$2.57K
PBI icon
100
Pitney Bowes
PBI
$2.42B
$610K 0.17%
+22,094
New +$588K
2 3
4
5 6

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Prospera Financial Services held 298 positions worth $370M, up 17% from $317M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services deployed $30.7M of net new capital in Q2 2014, opening 45 new positions and adding to 130 existing holdings. Its largest new stake was iShares US Utilities ETF: 270,280 shares worth $15.1M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.1% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares US Energy ETF, an estimated $8.36M trimmed.

  • Prospera Financial Services's largest Q2 2014 buy was iShares US Utilities ETF: 270,280 shares worth $15.1M.
  • Prospera Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $2.87M increase.
  • Prospera Financial Services's biggest Q2 2014 reduction was iShares US Energy ETF, cutting an estimated $8.36M.
  • Prospera Financial Services fully exited Reynolds American Inc in Q2 2014, selling an estimated $573K.
  • Prospera Financial Services's ten largest holdings make up 41% of its $370M portfolio in Q2 2014.
  • Prospera Financial Services opened 45 new positions and closed 29 in Q2 2014.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $370M.

Based on Prospera Financial Services's 13F filing for Q2 2014, filed 7 Jul 2014.