We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBT
76
Permian Basin Royalty Trust
PBT
$1.36B
$576K 0.18%
43,622
-5,100
-10% -$66K
PWV icon
77
Invesco Large Cap Value ETF
PWV
$1.66B
$576K 0.18%
19,815
-974
-5% -$27.4K
XLK icon
78
State Street Technology Select Sector SPDR ETF
XLK
$115B
$576K 0.18%
31,668
+17,744
+127% +$317K
RAI
79
DELISTED
Reynolds American Inc
RAI
$573K 0.18%
+21,464
New +$541K
AMZN icon
80
Amazon
AMZN
$2.5T
$572K 0.18%
39,700
+21,500
+118% +$399K
MUB icon
81
iShares National Muni Bond ETF
MUB
$45.1B
$568K 0.18%
+5,305
New +$563K
CHY
82
Calamos Convertible and High Income Fund
CHY
$1.03B
$560K 0.18%
+41,533
New +$556K
BKLN icon
83
Invesco Senior Loan ETF
BKLN
$7.1B
$559K 0.18%
22,544
+822
+4% +$20.4K
GRMN
84
Garmin
GRMN
$46.9B
$559K 0.18%
+10,118
New +$501K
FXL icon
85
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$552K 0.17%
17,707
+5,670
+47% +$174K
FXN icon
86
First Trust Energy AlphaDEX Fund
FXN
$398M
$549K 0.17%
20,939
+7,214
+53% +$179K
FXZ icon
87
First Trust Materials AlphaDEX Fund
FXZ
$378M
$544K 0.17%
16,332
+4,134
+34% +$134K
IVW icon
88
iShares S&P 500 Growth ETF
IVW
$72.5B
$544K 0.17%
24,816
+3,348
+16% +$82.7K
BA icon
89
Boeing
BA
$165B
$542K 0.17%
5,117
+965
+23% +$126K
COP icon
90
ConocoPhillips
COP
$147B
$542K 0.17%
8,099
+2,091
+35% +$140K
WFC icon
91
Wells Fargo
WFC
$261B
$530K 0.17%
11,447
+3,039
+36% +$142K
FXD icon
92
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$524K 0.17%
23,462
-93,932
-80% -$2.98M
ADM icon
93
Archer Daniels Midland
ADM
$41.4B
$522K 0.16%
+12,029
New +$496K
WBA
94
DELISTED
Walgreens Boots Alliance
WBA
$522K 0.16%
7,905
+671
+9% +$42.2K
MGK icon
95
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$521K 0.16%
35,960
-1,645
-4% -$23.8K
PKG icon
96
Packaging Corp of America
PKG
$22.7B
$514K 0.16%
+7,303
New +$499K
BRK.B icon
97
Berkshire Hathaway Class B
BRK.B
$1.07T
$509K 0.16%
4,072
-773
-16% -$90.3K
SAN icon
98
Banco Santander
SAN
$194B
$504K 0.16%
+57,903
New +$473K
IVE icon
99
iShares S&P 500 Value ETF
IVE
$48.9B
$496K 0.16%
5,706
+772
+16% +$65.2K
SYY icon
100
Sysco
SYY
$39.7B
$494K 0.16%
13,686
+69
+0.5% +$2.48K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.