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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
76
3M
MMM
$89B
$625K 0.21%
5,329
+178
+3% +$19K
VWO icon
77
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$620K 0.21%
15,063
-12,415
-45% -$512K
IGSB icon
78
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$613K 0.21%
11,628
-2,266
-16% -$119K
CAT icon
79
Caterpillar
CAT
$409B
$594K 0.2%
6,542
+697
+12% +$59.5K
PWV icon
80
Invesco Large Cap Value ETF
PWV
$1.66B
$591K 0.2%
20,789
-101
-0.5% -$2.75K
CVX icon
81
Chevron
CVX
$388B
$582K 0.2%
4,656
-2,493
-35% -$301K
VXF icon
82
Vanguard Extended Market ETF
VXF
$30.3B
$580K 0.2%
7,010
+3,265
+87% +$260K
FDL icon
83
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$579K 0.19%
26,430
-7,937
-23% -$171K
BRK.B icon
84
Berkshire Hathaway Class B
BRK.B
$1.07T
$574K 0.19%
4,845
-2,442
-34% -$282K
SDY icon
85
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$569K 0.19%
7,832
-1,925
-20% -$138K
XES icon
86
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$568K 0.19%
1,300
+100
+8% +$43.4K
BA icon
87
Boeing
BA
$165B
$567K 0.19%
+4,152
New +$540K
VFC icon
88
VF Corp
VFC
$6.68B
$567K 0.19%
9,655
-239
-2% -$12.5K
LMT icon
89
Lockheed Martin
LMT
$134B
$553K 0.19%
+3,722
New +$506K
MGK icon
90
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$545K 0.18%
37,605
-1,880
-5% -$25.9K
KRFT
91
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$541K 0.18%
+10,040
New +$536K
BKLN icon
92
Invesco Senior Loan ETF
BKLN
$7.1B
$540K 0.18%
21,722
-8
-0% -$198
CLX icon
93
Clorox
CLX
$11.6B
$537K 0.18%
+5,789
New +$521K
IVW icon
94
iShares S&P 500 Growth ETF
IVW
$72.5B
$530K 0.18%
+21,468
New +$506K
IBM icon
95
IBM
IBM
$202B
$515K 0.17%
2,871
-5,601
-66% -$966K
PBI icon
96
Pitney Bowes
PBI
$2.42B
$512K 0.17%
+21,953
New +$472K
RGLD icon
97
Royal Gold
RGLD
$17.1B
$503K 0.17%
10,920
-1,270
-10% -$59.9K
STX icon
98
Seagate
STX
$193B
$498K 0.17%
+8,874
New +$439K
SYY icon
99
Sysco
SYY
$39.7B
$492K 0.17%
13,617
-1,980
-13% -$66.9K
TIP icon
100
iShares TIPS Bond ETF
TIP
$14.5B
$490K 0.16%
4,457
-2,757
-38% -$308K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.