We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBT
76
Permian Basin Royalty Trust
PBT
$1.36B
$763K 0.29%
53,122
-750
-1% -$10.2K
IGSB icon
77
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$731K 0.28%
13,894
-4,008
-22% -$210K
FDL icon
78
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$720K 0.27%
34,367
-8,408
-20% -$177K
COP icon
79
ConocoPhillips
COP
$147B
$718K 0.27%
10,251
+729
+8% +$48.6K
IDLV icon
80
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$708K 0.27%
23,100
+9,350
+68% +$280K
PFE icon
81
Pfizer
PFE
$140B
$707K 0.27%
25,806
+901
+4% +$24.5K
MCD icon
82
McDonald's
MCD
$188B
$684K 0.26%
7,118
+350
+5% +$34.2K
SDY icon
83
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$678K 0.26%
9,757
-998
-9% -$68.9K
IBND icon
84
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$656K 0.25%
18,167
+5,930
+48% +$208K
WPM icon
85
Wheaton Precious Metals
WPM
$50.6B
$651K 0.25%
+27,033
New +$643K
EELV icon
86
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
$647K 0.25%
23,100
+9,150
+66% +$249K
KMP
87
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$636K 0.24%
7,910
+860
+12% +$71.2K
EFA icon
88
iShares MSCI EAFE ETF
EFA
$76.4B
$631K 0.24%
9,845
+5,546
+129% +$340K
XLE icon
89
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$620K 0.24%
14,860
+3,624
+32% +$149K
VPU
90
Vanguard Utilities ETF
VPU
$8.83B
$599K 0.23%
7,318
+2,928
+67% +$244K
RGLD icon
91
Royal Gold
RGLD
$17.1B
$595K 0.23%
+12,190
New +$632K
SPIB icon
92
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$590K 0.22%
17,564
+6,026
+52% +$202K
PG icon
93
Procter & Gamble
PG
$343B
$567K 0.22%
7,447
-1,091
-13% -$86.8K
IJJ icon
94
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$565K 0.21%
10,338
+1,018
+11% +$54.3K
BAC icon
95
Bank of America
BAC
$435B
$564K 0.21%
40,573
-15,808
-28% -$226K
VGT icon
96
Vanguard Information Technology ETF
VGT
$139B
$546K 0.21%
53,536
+6,192
+13% +$60.9K
PWV icon
97
Invesco Large Cap Value ETF
PWV
$1.66B
$544K 0.21%
20,890
-945
-4% -$24.8K
BKLN icon
98
Invesco Senior Loan ETF
BKLN
$7.1B
$536K 0.2%
21,730
+8,764
+68% +$217K
XLV icon
99
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$527K 0.2%
10,296
-320
-3% -$16.1K
IEF icon
100
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$526K 0.2%
5,173
-5,544
-52% -$560K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.