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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
951
iShares US Medical Devices ETF
IHI
$3.06B
$277K 0.01%
4,670
-109
-2% -$6.22K
DLN icon
952
WisdomTree US LargeCap Dividend Fund
DLN
$6.25B
$275K 0.01%
3,506
– –
TRP icon
953
TC Energy
TRP
$71.2B
$274K 0.01%
5,754
+262
+5% +$11.4K
BN icon
954
Brookfield
BN
$103B
$273K 0.01%
7,694
-591
-7% -$18.7K
X
955
DELISTED
US Steel
X
$271K 0.01%
7,677
-3,765
-33% -$143K
FFEB icon
956
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$269K 0.01%
5,535
– –
DEA
957
Easterly Government Properties
DEA
$1.17B
$268K 0.01%
7,885
+2,676
+51% +$89.6K
IDLV icon
958
Invesco S&P International Developed Low Volatility ETF
IDLV
$341M
$267K 0.01%
8,769
-1,164
-12% -$33.9K
VPL icon
959
Vanguard FTSE Pacific ETF
VPL
$8.06B
$266K 0.01%
3,397
+16
+0.5% +$1.21K
SPXX icon
960
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$266K 0.01%
15,850
+1,138
+8% +$18.6K
SCHA icon
961
Schwab U.S Small- Cap ETF
SCHA
$22.4B
$265K 0.01%
+10,300
New +$256K
LEU icon
962
Centrus Energy
LEU
$3.46B
$265K 0.01%
4,829
+29
+0.6% +$1.21K
GLW icon
963
Corning
GLW
$123B
$264K 0.01%
+5,841
New +$246K
DOV icon
964
Dover
DOV
$27.7B
$263K 0.01%
+1,370
New +$250K
BCE icon
965
BCE
BCE
$19.8B
$262K 0.01%
7,534
+478
+7% +$16.3K
HII icon
966
Huntington Ingalls Industries
HII
$11.4B
$261K 0.01%
987
-254
-20% -$67.2K
MSFO icon
967
YieldMax MSFT Option Income Strategy ETF
MSFO
$98.5M
$260K 0.01%
13,005
+1,871
+17% +$38K
VMC icon
968
Vulcan Materials
VMC
$36.9B
$260K 0.01%
1,039
+69
+7% +$17.1K
FXE icon
969
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$260K 0.01%
2,525
– –
FNF icon
970
Fidelity National Financial
FNF
$14B
$259K 0.01%
4,178
-99
-2% -$5.56K
QCLN icon
971
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$609M
$259K 0.01%
7,194
-2,331
-24% -$81.7K
CGMU icon
972
Capital Group Municipal Income ETF
CGMU
$6.39B
$258K 0.01%
+9,409
New +$256K
OTIS icon
973
Otis Worldwide
OTIS
$27.9B
$257K 0.01%
2,472
-179
-7% -$17.1K
RACE icon
974
Ferrari
RACE
$66.8B
$257K 0.01%
+546
New +$245K
ES icon
975
Eversource Energy
ES
$28.1B
$257K 0.01%
3,770
-452
-11% -$29.2K
37 38
39
40 41

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.