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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLA icon
951
Stellantis
STLA
$16.5B
$232K 0.01%
+9,956
New +$206K
KEYS icon
952
Keysight
KEYS
$53.6B
$232K 0.01%
1,458
-435
-23% -$59.1K
BMRN icon
953
BioMarin Pharmaceuticals
BMRN
$11.6B
$231K 0.01%
+2,398
New +$212K
STX icon
954
Seagate
STX
$185B
$230K 0.01%
+2,699
New +$201K
EQT icon
955
EQT Corp
EQT
$32.5B
$230K 0.01%
+5,941
New +$241K
STWD icon
956
Starwood Property Trust
STWD
$6.15B
$229K 0.01%
+10,913
New +$214K
WRB icon
957
W.R. Berkley
WRB
$28.1B
$229K 0.01%
4,865
-384
-7% -$17.5K
IXN icon
958
iShares Global Tech ETF
IXN
$8.27B
$227K 0.01%
+3,330
New +$209K
WOLF icon
959
Wolfspeed
WOLF
$1.24B
$226K 0.01%
+5,191
New +$188K
LAMR icon
960
Lamar Advertising Co
LAMR
$16.3B
$226K 0.01%
+2,125
New +$200K
HYLB icon
961
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$224K 0.01%
6,298
-241
-4% -$8.26K
CRUZ
962
DELISTED
Defiance Hotel, Airline, and Cruise ETF
CRUZ
$223K 0.01%
10,401
-290
-3% -$5.55K
CACG
963
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$223K 0.01%
+4,734
New +$205K
IQLT icon
964
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$222K 0.01%
+5,913
New +$206K
TOWN icon
965
Towne Bank
TOWN
$3.45B
$220K 0.01%
+7,400
New +$192K
RDN icon
966
Radian Group
RDN
$5.18B
$220K 0.01%
+7,712
New +$203K
ETSY icon
967
Etsy
ETSY
$7.96B
$220K 0.01%
+2,711
New +$194K
IUSB icon
968
iShares Core Universal USD Bond ETF
IUSB
$43B
$219K 0.01%
4,755
-191
-4% -$8.44K
BALL icon
969
Ball Corp
BALL
$17.2B
$219K 0.01%
3,801
-1,057
-22% -$54.5K
IGE icon
970
iShares North American Natural Resources ETF
IGE
$735M
$219K 0.01%
5,368
-323
-6% -$13.1K
FFEB icon
971
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$218K 0.01%
+5,110
New +$206K
HGV icon
972
Hilton Grand Vacations
HGV
$3.98B
$218K 0.01%
+5,419
New +$203K
FAAR icon
973
First Trust Alternative Absolute Return Strategy ETF
FAAR
$191M
$217K 0.01%
+7,945
New +$221K
VPL icon
974
Vanguard FTSE Pacific ETF
VPL
$8.06B
$216K 0.01%
+3,001
New +$204K
ZM icon
975
Zoom
ZM
$26.7B
$216K 0.01%
3,004
-21
-0.7% -$1.39K
37 38
39
40 41

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.