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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWR icon
951
Westwater Resources
WWR
$51.6M
$13.3K ﹤0.01%
12,000
– –
SQFT icon
952
Presidio Property Trust
SQFT
$3.01M
$11.4K ﹤0.01%
1,103
– –
SOLO
953
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$5.29K ﹤0.01%
10,200
– –
ZOM
954
DELISTED
Zomedica Corp.
ZOM
$3.65K ﹤0.01%
17,250
– –
AUMN
955
DELISTED
Golden Minerals Company
AUMN
$2.44K ﹤0.01%
+480
New +$3.05K
SQFTW icon
956
Presidio Property Trust Inc Series A Warrants
SQFTW
$198K
$457 ﹤0.01%
+11,025
New +$773
ALL icon
957
Allstate
ALL
$70.1B
– –
-2,337
Closed -$317K
APA icon
958
APA Corp
APA
$12.3B
– –
-4,370
Closed -$204K
BTAL icon
959
AGF US Market Neutral Anti-Beta Fund
BTAL
$307M
– –
-13,855
Closed -$294K
BTI icon
960
British American Tobacco
BTI
$134B
– –
-5,499
Closed -$220K
BXMT icon
961
Blackstone Mortgage Trust
BXMT
$2.81B
– –
-81,493
Closed -$1.73M
CFR icon
962
Cullen/Frost Bankers
CFR
$10.5B
– –
-1,789
Closed -$239K
CGUS icon
963
Capital Group Core Equity ETF
CGUS
$11.2B
– –
-8,918
Closed -$200K
CRL icon
964
Charles River Laboratories
CRL
$11.6B
– –
-960
Closed -$209K
DBMF icon
965
iMGP DBi Managed Futures Strategy ETF
DBMF
$4B
– –
-14,396
Closed -$419K
DFND
966
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
– –
-11,547
Closed -$389K
DIV icon
967
Global X SuperDividend US ETF
DIV
$796M
– –
-10,579
Closed -$199K
DOG
968
ProShares Short Dow30
DOG
$109M
– –
-35,969
Closed -$1.2M
DWX icon
969
State Street SPDR S&P International Dividend ETF
DWX
$527M
– –
-7,394
Closed -$239K
DXCM icon
970
DexCom
DXCM
$28.9B
– –
-11,639
Closed -$1.32M
EVT icon
971
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
– –
-9,711
Closed -$221K
FDMO icon
972
Fidelity Momentum Factor ETF
FDMO
$915M
– –
-7,428
Closed -$318K
FMF icon
973
First Trust Managed Futures Strategy Fund
FMF
$248M
– –
-7,829
Closed -$373K
FSLR icon
974
First Solar
FSLR
$21.8B
– –
-3,245
Closed -$486K
FTXN icon
975
First Trust Nasdaq Oil & Gas ETF
FTXN
$159M
– –
-16,685
Closed -$467K
37 38
39
40 41

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.