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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAP icon
951
Molson Coors Class B
TAP
$7.71B
– –
-51,378
Closed -$2.46M
TEAM icon
952
Atlassian
TEAM
$24.3B
– –
-6,193
Closed -$1.3M
UNM icon
953
Unum
UNM
$13.8B
– –
-44,213
Closed -$1.72M
UP icon
954
Wheels Up
UP
$219M
– –
-68
Closed -$15K
UPST icon
955
Upstart Holdings
UPST
$2.63B
– –
-11,351
Closed -$236K
UUP icon
956
Invesco DB US Dollar Index Bullish Fund
UUP
$426M
– –
-27,161
Closed -$819K
VEEV icon
957
Veeva Systems
VEEV
$31.6B
– –
-5,611
Closed -$925K
VGSH icon
958
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-5,655
Closed -$327K
VRSN icon
959
VeriSign
VRSN
$24.8B
– –
-4,619
Closed -$802K
VTWO icon
960
Vanguard Russell 2000 ETF
VTWO
$17.4B
– –
-18,608
Closed -$1.24M
VYMI icon
961
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
– –
-5,854
Closed -$305K
WAT icon
962
Waters Corp
WAT
$36.4B
– –
-2,824
Closed -$761K
WEX icon
963
WEX
WEX
$6.17B
– –
-9,699
Closed -$1.23M
WSM icon
964
Williams-Sonoma
WSM
$27.6B
– –
-4,440
Closed -$262K
LOGC
965
DELISTED
ContextLogic
LOGC
– –
-347
Closed -$8K
XIFR
966
XPLR Infrastructure LP
XIFR
$1.19B
– –
-2,833
Closed -$205K
AZPN
967
DELISTED
Aspen Technology Inc
AZPN
– –
-7,279
Closed -$1.73M
EGIO
968
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-475
Closed -$53K
ERF
969
DELISTED
Enerplus Corporation
ERF
– –
-21,952
Closed -$311K
SGEN
970
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-11,113
Closed -$1.52M
PRTK
971
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-11,465
Closed -$29K
NMTR
972
DELISTED
9 Meters Biopharma
NMTR
– –
-1,400
Closed -$6K
ASAP
973
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-700
Closed -$2K
BSJM
974
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-164,585
Closed -$3.62M
TWTR
975
DELISTED
Twitter, Inc.
TWTR
– –
-5,989
Closed -$262K
36 37 38
39
40

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.