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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNAP icon
951
Snap
SNAP
$7.89B
$17K 0.01%
+632
New +$14.7K
TD icon
952
Toronto Dominion Bank
TD
$198B
$17K 0.01%
+376
New +$17.5K
VRT icon
953
Vertiv
VRT
$87.6B
$17K 0.01%
+1,000
New +$15.7K
LHCG
954
DELISTED
LHC Group LLC
LHCG
$17K 0.01%
+80
New +$15.8K
COHR
955
DELISTED
Coherent Inc
COHR
$17K 0.01%
+155
New +$18.8K
HRC
956
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$17K 0.01%
+200
New +$19.6K
MNTA
957
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$17K 0.01%
+323
New +$13.4K
ABBV icon
958
AbbVie
ABBV
$455B
$16K 0.01%
178
-26,385
-99% -$2.48M
AJG icon
959
Arthur J. Gallagher & Co
AJG
$65.9B
$16K 0.01%
154
-9,112
-98% -$945K
AME icon
960
Ametek
AME
$55B
$16K 0.01%
+157
New +$15.2K
ANET icon
961
Arista Networks
ANET
$215B
$16K 0.01%
+1,248
New +$17.1K
DFE icon
962
WisdomTree Europe SmallCap Dividend Fund
DFE
$167M
$16K 0.01%
+305
New +$16.2K
DJUN icon
963
FT Vest US Equity Deep Buffer ETF June
DJUN
$347M
$16K 0.01%
+500
New +$15.6K
FDS icon
964
Factset
FDS
$9.35B
$16K 0.01%
47
-6,631
-99% -$2.29M
G icon
965
Genpact
G
$5.99B
$16K 0.01%
+418
New +$16.5K
B
966
Barrick Mining
B
$63.2B
$16K 0.01%
+565
New +$16.1K
GTO icon
967
Invesco Total Return Bond ETF
GTO
$2.42B
$16K 0.01%
+269
New +$15.6K
NVG icon
968
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$16K 0.01%
+1,000
New +$15.7K
NVS icon
969
Novartis
NVS
$301B
$16K 0.01%
186
-24,033
-99% -$2.08M
TDY icon
970
Teledyne Technologies
TDY
$30.1B
$16K 0.01%
+52
New +$16.4K
UBS icon
971
UBS Group
UBS
$175B
$16K 0.01%
+1,410
New +$16.9K
VIOV icon
972
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$16K 0.01%
+300
New +$16.3K
VPU
973
Vanguard Utilities ETF
VPU
$8.52B
$16K 0.01%
+127
New +$16.4K
XLRE icon
974
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$16K 0.01%
+449
New +$16K
FLG
975
Flagstar Bank National Association
FLG
$5.94B
$16K 0.01%
+654
New +$18.7K
37 38
39
40 41

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.