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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
926
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
$296K 0.01%
1,455
-12,849
-90% -$2.49M
HBAN icon
927
Huntington Bancshares
HBAN
$34.7B
$294K 0.01%
20,019
+3,576
+22% +$50.8K
APP icon
928
Applovin
APP
$139B
$294K 0.01%
+2,254
New +$206K
FISV
929
Fiserv Inc
FISV
$27.9B
$294K 0.01%
1,638
-4
-0.2% -$660
ACM icon
930
Aecom
ACM
$9.12B
$293K 0.01%
2,840
-25
-0.9% -$2.35K
BOND icon
931
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$292K 0.01%
+3,089
New +$288K
CMA
932
DELISTED
Comerica
CMA
$292K 0.01%
4,874
-1,925
-28% -$106K
ALGN icon
933
Align Technology
ALGN
$12B
$291K 0.01%
1,145
-32
-3% -$7.55K
XISE icon
934
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$35.8M
$291K 0.01%
9,624
-650
-6% -$19.7K
JDVI icon
935
John Hancock Disciplined Value International Select ETF
JDVI
$729M
$291K 0.01%
+10,235
New +$284K
AVDV icon
936
Avantis International Small Cap Value ETF
AVDV
$18.9B
$289K 0.01%
4,095
+58
+1% +$3.9K
FNDF icon
937
Schwab Fundamental International Large Company Index ETF
FNDF
$24.5B
$288K 0.01%
7,714
+1,636
+27% +$58.9K
GJUL icon
938
FT Vest US Equity Moderate Buffer ETF July
GJUL
$389M
$287K 0.01%
7,974
– –
MET icon
939
MetLife
MET
$61.2B
$287K 0.01%
3,475
-58,425
-94% -$4.36M
QDEF icon
940
FlexShares Quality Dividend Defensive Index Fund
QDEF
$544M
$287K 0.01%
+4,011
New +$274K
SMG icon
941
ScottsMiracle-Gro
SMG
$4.06B
$286K 0.01%
3,293
-25
-0.8% -$1.76K
BMO icon
942
Bank of Montreal
BMO
$125B
$284K 0.01%
3,153
+1
+0% +$85
EME icon
943
Emcor
EME
$33B
$283K 0.01%
658
+1
+0.2% +$377
NET icon
944
Cloudflare
NET
$94.3B
$283K 0.01%
3,498
-405
-10% -$32.6K
PAYC icon
945
Paycom
PAYC
$7.05B
$282K 0.01%
+1,691
New +$271K
ITM icon
946
VanEck Intermediate Muni ETF
ITM
$2.14B
$281K 0.01%
5,986
-203
-3% -$9.43K
RS icon
947
Reliance Steel & Aluminium
RS
$20.6B
$280K 0.01%
970
-8
-0.8% -$2.29K
GSL icon
948
Global Ship Lease
GSL
$1.55B
$278K 0.01%
10,434
+50
+0.5% +$1.28K
HEEM icon
949
iShares Currency Hedged MSCI Emerging Markets
HEEM
$276M
$278K 0.01%
9,775
– –
STX icon
950
Seagate
STX
$185B
$277K 0.01%
2,531
-975
-28% -$99.7K
36 37
38
39 40

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.