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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMF
926
DELISTED
PIMCO Municipal Income Fund
PMF
$280K 0.01%
30,000
– –
SPBO icon
927
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$279K 0.01%
9,574
+1,074
+13% +$31.2K
EW icon
928
Edwards Lifesciences
EW
$48.2B
$278K 0.01%
+2,914
New +$245K
ARMK icon
929
Aramark
ARMK
$15.1B
$277K 0.01%
8,514
– –
MDB icon
930
MongoDB
MDB
$25B
$277K 0.01%
772
-43
-5% -$17.6K
VMC icon
931
Vulcan Materials
VMC
$37.4B
$275K 0.01%
1,008
-83
-8% -$20.5K
MARA icon
932
Marathon Digital Holdings
MARA
$4.34B
$274K 0.01%
+12,150
New +$265K
DFAU icon
933
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$274K 0.01%
+7,505
New +$260K
DT icon
934
Dynatrace
DT
$12.7B
$270K 0.01%
+5,818
New +$303K
GJUL icon
935
FT Vest US Equity Moderate Buffer ETF July
GJUL
$390M
$270K 0.01%
7,974
– –
BNS icon
936
Scotiabank
BNS
$108B
$270K 0.01%
5,210
+393
+8% +$18.8K
CMA
937
DELISTED
Comerica
CMA
$268K 0.01%
4,879
-77
-2% -$4.02K
YUMC icon
938
Yum China
YUMC
$15.6B
$268K 0.01%
6,712
+388
+6% +$15.3K
HIG icon
939
Hartford Financial Services
HIG
$39.3B
$267K 0.01%
2,593
-39
-1% -$3.58K
OSK icon
940
Oshkosh
OSK
$9.51B
$267K 0.01%
+2,141
New +$238K
HDB icon
941
HDFC Bank
HDB
$121B
$266K 0.01%
9,510
+1,318
+16% +$37.4K
NLY icon
942
Annaly Capital Management
NLY
$17.4B
$266K 0.01%
13,490
+56
+0.4% +$1.08K
CME icon
943
CME Group
CME
$93.5B
$265K 0.01%
1,227
-61
-5% -$12.8K
PEN icon
944
Penumbra
PEN
$12.6B
$263K 0.01%
1,180
-170
-13% -$42K
ES icon
945
Eversource Energy
ES
$28.4B
$263K 0.01%
4,400
-20,184
-82% -$1.16M
OCSL icon
946
Oaktree Specialty Lending
OCSL
$1.06B
$263K 0.01%
13,361
-24,273
-64% -$490K
CATH icon
947
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$263K 0.01%
+4,125
New +$249K
IHI icon
948
iShares US Medical Devices ETF
IHI
$3.14B
$263K 0.01%
4,478
-1,156
-21% -$65.3K
IYF icon
949
iShares US Financials ETF
IYF
$4.74B
$261K 0.01%
2,733
+2
+0.1% +$178
FLOT icon
950
iShares Floating Rate Bond ETF
FLOT
$10.2B
$260K 0.01%
5,093
-360
-7% -$18.3K
36 37
38
39 40

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.