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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSA icon
926
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$242K 0.01%
2,407
– –
EEMV icon
927
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.39B
$241K 0.01%
4,343
-367
-8% -$19.7K
VMBS icon
928
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$241K 0.01%
5,198
-137
-3% -$6.06K
OGE icon
929
OGE Energy
OGE
$10.4B
$240K 0.01%
6,870
-858
-11% -$29.6K
UTHR icon
930
United Therapeutics
UTHR
$26.4B
$239K 0.01%
1,089
-63
-5% -$14.5K
ARMK icon
931
Aramark
ARMK
$15.1B
$239K 0.01%
8,514
-3,290
-28% -$89.1K
MLM icon
932
Martin Marietta Materials
MLM
$34.7B
$238K 0.01%
+478
New +$215K
IONS icon
933
Ionis Pharmaceuticals
IONS
$9.05B
$238K 0.01%
4,698
-55
-1% -$2.63K
XPEV icon
934
XPeng
XPEV
$12.3B
$237K 0.01%
16,247
-320
-2% -$5.09K
OTIS icon
935
Otis Worldwide
OTIS
$28.5B
$237K 0.01%
2,648
-82
-3% -$6.82K
FALN icon
936
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$236K 0.01%
+8,948
New +$226K
USHY icon
937
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$236K 0.01%
6,485
-5,752
-47% -$202K
FMDE icon
938
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.68B
$236K 0.01%
+8,630
New +$227K
DFJ icon
939
WisdomTree Japan SmallCap Dividend Fund
DFJ
$381M
$235K 0.01%
3,139
-23,780
-88% -$1.66M
SSXU icon
940
Day Hagan/Ned Davis Research Smart Sector International ETF
SSXU
$42.9M
$235K 0.01%
8,686
+417
+5% +$11K
BNS icon
941
Scotiabank
BNS
$106B
$235K 0.01%
4,817
-835
-15% -$36.8K
ESGU icon
942
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$234K 0.01%
2,235
-65
-3% -$6.37K
PHO icon
943
Invesco Water Resources ETF
PHO
$2.05B
$234K 0.01%
3,853
-857
-18% -$47.2K
FNF icon
944
Fidelity National Financial
FNF
$14.4B
$234K 0.01%
4,593
-320
-7% -$13.9K
PNTG icon
945
Pennant Group
PNTG
$1.44B
$234K 0.01%
16,806
– –
GYLD icon
946
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$234K 0.01%
17,510
– –
IYF icon
947
iShares US Financials ETF
IYF
$4.72B
$233K 0.01%
2,731
-57
-2% -$4.44K
DHI icon
948
D.R. Horton
DHI
$42.3B
$233K 0.01%
+1,534
New +$189K
VFH icon
949
Vanguard Financials ETF
VFH
$13.6B
$233K 0.01%
2,525
-322
-11% -$27.1K
DLN icon
950
WisdomTree US LargeCap Dividend Fund
DLN
$6.3B
$233K 0.01%
3,506
– –
36 37
38
39 40

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.