We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHDG icon
926
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.21B
– –
-18,818
Closed -$675K
IMVT icon
927
Immunovant
IMVT
$8.23B
– –
-10,777
Closed -$60K
IONS icon
928
Ionis Pharmaceuticals
IONS
$9.25B
– –
-5,095
Closed -$226K
K
929
DELISTED
Kellanova
K
– –
-16,570
Closed -$1.08M
KOF icon
930
Coca-Cola Femsa
KOF
$22.9B
– –
-14,041
Closed -$820K
LESL icon
931
Leslie's
LESL
$10.8M
– –
-9,985
Closed -$2.94M
LSCC icon
932
Lattice Semiconductor
LSCC
$16.8B
– –
-14,068
Closed -$692K
LW icon
933
Lamb Weston
LW
$7.3B
– –
-13,889
Closed -$1.07M
MNST icon
934
Monster Beverage
MNST
$93.2B
– –
-22,592
Closed -$982K
NEA icon
935
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
– –
-33,439
Closed -$354K
NEOG icon
936
Neogen
NEOG
$2.03B
– –
-12,158
Closed -$170K
NIE
937
Virtus Equity & Convertible Income Fund
NIE
$715M
– –
-32,908
Closed -$669K
OPEN icon
938
Opendoor
OPEN
$3.71B
– –
-11,269
Closed -$34K
PAYC icon
939
Paycom
PAYC
$7.05B
– –
-15,611
Closed -$5.15M
PEJ icon
940
Invesco Leisure and Entertainment ETF
PEJ
$259M
– –
-46,602
Closed -$1.61M
POWW icon
941
Outdoor Holding Co
POWW
$250M
– –
-10,605
Closed -$31K
PPC icon
942
Pilgrim's Pride
PPC
$6.94B
– –
-33,511
Closed -$771K
QRVO icon
943
Qorvo
QRVO
$7.92B
– –
-3,397
Closed -$270K
REMX icon
944
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
– –
-4,914
Closed -$409K
RMT
945
Royce Micro-Cap Trust
RMT
$735M
– –
-54,863
Closed -$435K
RNP icon
946
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
– –
-10,067
Closed -$195K
SCHZ icon
947
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-11,240
Closed -$255K
SE icon
948
Sea Limited
SE
$63.9B
– –
-3,757
Closed -$210K
SPYV icon
949
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
– –
-33,565
Closed -$1.16M
STE icon
950
Steris
STE
$21.3B
– –
-2,569
Closed -$427K
36 37
38
39 40

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.