We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEC icon
926
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$18K 0.01%
200
-7,331
-97% -$652K
IYE icon
927
iShares US Energy ETF
IYE
$1.73B
$18K 0.01%
1,100
-10,330
-90% -$195K
LGIH icon
928
LGI Homes
LGIH
$1.33B
$18K 0.01%
+155
New +$17.1K
MMM icon
929
3M
MMM
$90.8B
$18K 0.01%
135
-12,758
-99% -$1.72M
NVAX icon
930
Novavax
NVAX
$1.22B
$18K 0.01%
+164
New +$20K
ON icon
931
ON Semiconductor
ON
$32.6B
$18K 0.01%
+819
New +$17.4K
PEJ icon
932
Invesco Leisure and Entertainment ETF
PEJ
$260M
$18K 0.01%
+549
New +$17.3K
RKT icon
933
Rocket Companies
RKT
$37.5B
$18K 0.01%
+888
New +$20.7K
MRO
934
DELISTED
Marathon Oil Corporation
MRO
$18K 0.01%
+4,405
New +$23.3K
JPS
935
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$18K 0.01%
+2,000
New +$17.8K
ERM
936
DELISTED
EquityCompass Risk Manager ETF
ERM
$18K 0.01%
+1,022
New +$18.2K
CGC
937
Canopy Growth
CGC
$388M
$17K 0.01%
+116
New +$19.5K
CLIX icon
938
ProShares Long Online/Short Stores ETF
CLIX
$7.16M
$17K 0.01%
+200
New +$16.9K
DHS icon
939
WisdomTree US High Dividend Fund
DHS
$1.56B
$17K 0.01%
+270
New +$17.2K
DIM icon
940
WisdomTree International MidCap Dividend Fund
DIM
$167M
$17K 0.01%
+295
New +$16.6K
FLO icon
941
Flowers Foods
FLO
$1.51B
$17K 0.01%
+700
New +$16.4K
IMCB icon
942
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$17K 0.01%
+344
New +$17K
JBL icon
943
Jabil
JBL
$32.3B
$17K 0.01%
+500
New +$16.7K
MDB icon
944
MongoDB
MDB
$26.2B
$17K 0.01%
+75
New +$16.3K
MTDR icon
945
Matador Resources
MTDR
$6B
$17K 0.01%
+2,100
New +$18.8K
NOW icon
946
ServiceNow
NOW
$114B
$17K 0.01%
+175
New +$15.6K
OI icon
947
O-I Glass
OI
$1.13B
$17K 0.01%
+1,610
New +$17.2K
PBA icon
948
Pembina Pipeline
PBA
$29.3B
$17K 0.01%
+773
New +$19K
SCHW
949
Charles Schwab
SCHW
$181B
$17K 0.01%
+482
New +$16.8K
SEDG icon
950
SolarEdge
SEDG
$2.54B
$17K 0.01%
+70
New +$13.5K
36 37
38
39 40

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.