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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
901
American International
AIG
$42.8B
$318K 0.01%
4,347
-177
-4% -$13.2K
YJUN icon
902
FT Vest International Equity Buffer ETF June
YJUN
$137M
$318K 0.01%
13,896
– –
USAU icon
903
US Gold Corp
USAU
$211M
$317K 0.01%
54,500
+2,000
+4% +$11.2K
SDIV icon
904
Global X SuperDividend ETF
SDIV
$1.21B
$315K 0.01%
13,377
-22
-0.2% -$492
YUMC icon
905
Yum China
YUMC
$15.7B
$314K 0.01%
6,973
-149
-2% -$4.96K
HIG icon
906
Hartford Financial Services
HIG
$39.2B
$314K 0.01%
2,672
-61
-2% -$6.69K
SNV
907
DELISTED
Synovus
SNV
$314K 0.01%
7,067
-160
-2% -$7K
BFH icon
908
Bread Financial
BFH
$4.29B
$311K 0.01%
6,527
+1,937
+42% +$98.6K
FXU icon
909
First Trust Utilities AlphaDEX Fund
FXU
$846M
$307K 0.01%
7,979
-161
-2% -$5.71K
AMZA icon
910
InfraCap MLP ETF
AMZA
$467M
$307K 0.01%
+7,565
New +$308K
LBRT icon
911
Liberty Energy
LBRT
$2.65B
$306K 0.01%
16,047
+1,091
+7% +$22.5K
ROAM icon
912
Hartford Multifactor Emerging Markets ETF
ROAM
$104M
$306K 0.01%
11,980
+2,155
+22% +$52.5K
STIP icon
913
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$304K 0.01%
3,003
-3,236
-52% -$324K
IHF icon
914
iShares US Healthcare Providers ETF
IHF
$1.22B
$304K 0.01%
+5,321
New +$297K
GUNR icon
915
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.13B
$303K 0.01%
7,339
-733
-9% -$29.4K
PATH icon
916
UiPath
PATH
$5.94B
$302K 0.01%
23,611
-4,382
-16% -$53.7K
LYB icon
917
LyondellBasell Industries
LYB
$19.4B
$302K 0.01%
3,145
+668
+27% +$64K
OHI icon
918
Omega Healthcare
OHI
$15.4B
$302K 0.01%
7,408
-17
-0.2% -$643
IQLT icon
919
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$301K 0.01%
7,254
+543
+8% +$21.6K
TEL icon
920
TE Connectivity
TEL
$59.6B
$299K 0.01%
1,981
+17
+0.9% +$2.54K
PDI icon
921
PIMCO Dynamic Income Fund
PDI
$7.32B
$299K 0.01%
+14,736
New +$282K
EL icon
922
Estee Lauder
EL
$30.4B
$299K 0.01%
2,992
+338
+13% +$32K
VKTX icon
923
Viking Therapeutics
VKTX
$3.99B
$298K 0.01%
+4,707
New +$276K
NBIX icon
924
Neurocrine Biosciences
NBIX
$18B
$297K 0.01%
2,582
-24
-0.9% -$3.29K
GNTX icon
925
Gentex
GNTX
$5.05B
$297K 0.01%
10,002
+226
+2% +$7.02K
35 36
37
38 39

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.