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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
901
LyondellBasell Industries
LYB
$18.8B
$262K 0.01%
2,754
-256
-9% -$23.9K
MRSH
902
Marsh
MRSH
$91B
$262K 0.01%
1,381
-295
-18% -$57K
LEU icon
903
Centrus Energy
LEU
$3.33B
$261K 0.01%
4,800
-200
-4% -$10.5K
JAZZ icon
904
Jazz Pharmaceuticals
JAZZ
$16.3B
$261K 0.01%
2,122
+13
+0.6% +$1.62K
IDNA icon
905
iShares Genomics Immunology and Healthcare ETF
IDNA
$190M
$260K 0.01%
11,310
+563
+5% +$11.3K
NLY icon
906
Annaly Capital Management
NLY
$17.2B
$260K 0.01%
13,434
-307
-2% -$5.48K
LH icon
907
Labcorp
LH
$25.5B
$258K 0.01%
1,136
-82
-7% -$17.2K
DXCM icon
908
DexCom
DXCM
$29.3B
$257K 0.01%
2,073
-881
-30% -$90K
GJUL icon
909
FT Vest US Equity Moderate Buffer ETF July
GJUL
$390M
$256K 0.01%
7,974
– –
FLCB icon
910
Franklin US Core Bond ETF
FLCB
$3.03B
$255K 0.01%
11,779
+150
+1% +$3.11K
TREX icon
911
Trex
TREX
$4.61B
$253K 0.01%
+3,061
New +$203K
SPBO icon
912
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$250K 0.01%
8,500
-7,030
-45% -$197K
FAST icon
913
Fastenal
FAST
$55.2B
$250K 0.01%
7,716
-1,216
-14% -$36.6K
HCA icon
914
HCA Healthcare
HCA
$90.1B
$249K 0.01%
920
-271
-23% -$67K
TRGP icon
915
Targa Resources
TRGP
$56.1B
$249K 0.01%
+2,866
New +$246K
IWY icon
916
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$248K 0.01%
1,414
-239
-14% -$39.2K
CTAS icon
917
Cintas
CTAS
$86.7B
$248K 0.01%
+1,644
New +$220K
VMC icon
918
Vulcan Materials
VMC
$37.5B
$248K 0.01%
1,091
-41
-4% -$8.69K
KRTX
919
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$247K 0.01%
+780
New +$152K
IEO icon
920
iShares US Oil & Gas Exploration & Production ETF
IEO
$550M
$245K 0.01%
2,626
-73
-3% -$6.93K
GNL icon
921
Global Net Lease
GNL
$1.88B
$244K 0.01%
24,551
-8,376
-25% -$73.3K
LDSF icon
922
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$244K 0.01%
12,932
+267
+2% +$4.93K
EXC icon
923
Exelon
EXC
$48.9B
$244K 0.01%
+6,788
New +$261K
PNFP icon
924
Pinnacle Financial Partners Inc
PNFP
$16B
$243K 0.01%
2,782
-5,523
-67% -$400K
FNDA icon
925
Schwab Fundamental US Small Company Index ETF
FNDA
$9.24B
$242K 0.01%
+8,760
New +$217K
35 36
37
38 39

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.