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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNQ icon
901
Canadian Natural Resources
CNQ
$94.3B
– –
-30,682
Closed -$714K
CTAS icon
902
Cintas
CTAS
$84.1B
– –
-5,740
Closed -$558K
CTRA
903
DELISTED
Coterra Energy
CTRA
– –
-23,976
Closed -$627K
CVE icon
904
Cenovus Energy
CVE
$52.9B
– –
-29,870
Closed -$459K
DECK icon
905
Deckers Outdoor
DECK
$13.7B
– –
-14,958
Closed -$779K
DFS
906
DELISTED
Discover Financial Services
DFS
– –
-2,208
Closed -$201K
EA icon
907
Electronic Arts
EA
$52.4B
– –
-24,298
Closed -$2.81M
EAGG icon
908
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
– –
-4,492
Closed -$209K
ED icon
909
Consolidated Edison
ED
$41.4B
– –
-3,998
Closed -$343K
ENPH icon
910
Enphase Energy
ENPH
$4.82B
– –
-890
Closed -$247K
EOLS icon
911
Evolus
EOLS
$411M
– –
-11,976
Closed -$96K
ESTC icon
912
Elastic
ESTC
$6.35B
– –
-15,131
Closed -$1.09M
EXAS
913
DELISTED
Exact Sciences
EXAS
– –
-6,517
Closed -$211K
EXC icon
914
Exelon
EXC
$48.6B
– –
-44,949
Closed -$1.68M
FCVT icon
915
First Trust SSI Strategic Convertible Securities ETF
FCVT
$112M
– –
-6,919
Closed -$216K
FE icon
916
FirstEnergy
FE
$28.6B
– –
-13,321
Closed -$493K
FNCL icon
917
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
– –
-7,139
Closed -$308K
GCC icon
918
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
– –
-15,192
Closed -$324K
GDRX icon
919
GoodRx Holdings
GDRX
$1.02B
– –
-14,454
Closed -$67K
GH icon
920
Guardant Health
GH
$19.1B
– –
-4,613
Closed -$248K
GTLS
921
DELISTED
Chart Industries
GTLS
– –
-8,827
Closed -$1.63M
HEI.A icon
922
HEICO Corp Class A
HEI.A
$35.7B
– –
-2,295
Closed -$263K
HRI icon
923
Herc Holdings
HRI
$5.3B
– –
-2,403
Closed -$250K
HRL icon
924
Hormel Foods
HRL
$14.3B
– –
-7,925
Closed -$360K
HUN icon
925
Huntsman Corp
HUN
$2.1B
– –
-8,943
Closed -$219K
35 36
37
38 39

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.