We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
901
BHP
BHP
$213B
– –
-240
Closed -$14K
BIDU icon
902
Baidu
BIDU
$35.7B
– –
-12
Closed -$2K
BIIB icon
903
Biogen
BIIB
$30.4B
– –
-463
Closed -$94K
BILI icon
904
Bilibili
BILI
$7.56B
– –
-200
Closed -$5K
BILL icon
905
BILL Holdings
BILL
$4.62B
– –
-2
Closed –
BIO icon
906
Bio-Rad Laboratories Class A
BIO
$8.86B
– –
-14
Closed -$7K
BITQ icon
907
Bitwise Crypto Industry Innovators ETF
BITQ
$383M
– –
-695
Closed -$4K
BNY
908
Bank of New York Mellon
BNY
$106B
– –
-154
Closed -$6K
BKNG icon
909
Booking.com
BKNG
$154B
– –
-775
Closed -$54K
BKR icon
910
Baker Hughes
BKR
$58B
– –
-1,378
Closed -$40K
BKU icon
911
Bankunited
BKU
$3.41B
– –
-238
Closed -$8K
BLD
912
DELISTED
TopBuild
BLD
– –
-76
Closed -$13K
BLFS icon
913
BioLife Solutions
BLFS
$1.56B
– –
-91
Closed -$1K
BLMN icon
914
Bloomin' Brands
BLMN
$736M
– –
-583
Closed -$10K
BLNK icon
915
Blink Charging
BLNK
$74.1M
– –
-1,050
Closed -$17K
BLOK icon
916
Amplify Blockchain Technology ETF
BLOK
$1.08B
– –
-1,423
Closed -$26K
BLUE
917
DELISTED
bluebird bio
BLUE
– –
-23
Closed -$2K
BLV icon
918
Vanguard Long-Term Bond ETF
BLV
$5.81B
– –
-30
Closed -$2K
BMBL icon
919
Bumble
BMBL
$393M
– –
-400
Closed -$11K
BMEZ icon
920
BlackRock Health Sciences Trust II
BMEZ
$968M
– –
-7,880
Closed -$130K
BMRN icon
921
BioMarin Pharmaceuticals
BMRN
$12B
– –
-1,466
Closed -$121K
BOH icon
922
Bank of Hawaii
BOH
$3.17B
– –
-69
Closed -$5K
BOND icon
923
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.42B
– –
-1,729
Closed -$165K
BOTZ icon
924
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.17B
– –
-600
Closed -$12K
BRBR icon
925
BellRing Brands
BRBR
$1.59B
– –
-532
Closed -$13K
35 36
37
38 39

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.