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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
901
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$190K 0.01%
14,242
+53
+0.4% +$761
ALLE icon
902
Allegion
ALLE
$13.5B
$189K 0.01%
+1,719
New +$204K
SCHF icon
903
Schwab International Equity ETF
SCHF
$64.9B
$189K 0.01%
+10,278
New +$191K
HII icon
904
Huntington Ingalls Industries
HII
$11B
$188K 0.01%
+942
New +$184K
LIT icon
905
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$187K 0.01%
2,434
-2,532
-51% -$194K
PRF icon
906
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
$187K 0.01%
+5,460
New +$185K
HUBS icon
907
HubSpot
HUBS
$12.9B
$184K 0.01%
+387
New +$187K
NUO
908
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$184K 0.01%
13,281
+571
+4% +$8.44K
SPYM
909
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$183K 0.01%
3,435
-521
-13% -$27.3K
WDC icon
910
Western Digital
WDC
$159B
$183K 0.01%
+4,879
New +$200K
APTV icon
911
Aptiv
APTV
$12.3B
$180K 0.01%
1,505
-19,615
-93% -$2.61M
CNCR
912
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$180K 0.01%
10,000
– –
USFD icon
913
US Foods
USFD
$22.5B
$180K 0.01%
+4,796
New +$175K
ABMD
914
DELISTED
Abiomed Inc
ABMD
$180K 0.01%
544
-156
-22% -$48K
IDXX icon
915
Idexx Laboratories
IDXX
$44.9B
$179K 0.01%
328
-2,072
-86% -$1.09M
SPYX icon
916
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.69B
$179K 0.01%
+4,827
New +$176K
APA icon
917
APA Corp
APA
$13B
$178K 0.01%
+4,304
New +$150K
GOVT icon
918
iShares US Treasury Bond ETF
GOVT
$43.7B
$178K 0.01%
+7,144
New +$183K
USRT icon
919
iShares Core US REIT ETF
USRT
$4.71B
$178K 0.01%
+2,746
New +$172K
VMBS icon
920
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$178K 0.01%
+3,543
New +$182K
JHMM icon
921
John Hancock Multifactor Mid Cap ETF
JHMM
$5.88B
$177K 0.01%
+3,361
New +$175K
ETSY icon
922
Etsy
ETSY
$8.12B
$176K 0.01%
1,419
-4,543
-76% -$675K
WDFC icon
923
WD-40
WDFC
$2.98B
$175K 0.01%
956
-345
-27% -$73.7K
WMB icon
924
Williams Companies
WMB
$85.8B
$175K 0.01%
+5,233
New +$160K
SCI icon
925
Service Corp International
SCI
$11.8B
$173K 0.01%
+2,633
New +$166K
35 36
37
38 39

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.