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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATKR icon
901
Atkore
ATKR
$2.4B
$19K 0.01%
+845
New +$22.9K
BIV icon
902
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$19K 0.01%
206
-46,406
-100% -$4.35M
EL icon
903
Estee Lauder
EL
$30.7B
$19K 0.01%
+88
New +$18.1K
EWJ icon
904
iShares MSCI Japan ETF
EWJ
$22.1B
$19K 0.01%
329
-6,172
-95% -$353K
FXI icon
905
iShares China Large-Cap ETF
FXI
$4.37B
$19K 0.01%
+450
New +$19.3K
GH icon
906
Guardant Health
GH
$20.2B
$19K 0.01%
174
-3,581
-95% -$328K
IBDS icon
907
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
– –
0
– –
IGIB icon
908
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$19K 0.01%
+316
New +$19.3K
KXI icon
909
iShares Global Consumer Staples ETF
KXI
$1.07B
$19K 0.01%
+350
New +$19.2K
MT icon
910
ArcelorMittal
MT
$52.3B
$19K 0.01%
+1,400
New +$16.9K
PDT
911
John Hancock Premium Dividend Fund
PDT
$636M
$19K 0.01%
+1,559
New +$20.5K
RCI icon
912
Rogers Communications
RCI
$18.4B
$19K 0.01%
+481
New +$19.7K
RF icon
913
Regions Financial
RF
$26.3B
$19K 0.01%
+1,606
New +$17.9K
SAP icon
914
SAP
SAP
$209B
$19K 0.01%
120
-5,319
-98% -$845K
SPSM icon
915
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$19K 0.01%
+710
New +$19.8K
UA icon
916
Under Armour Class C
UA
$2.85B
$19K 0.01%
+1,890
New +$17.7K
UAL icon
917
United Airlines
UAL
$40.1B
$19K 0.01%
+537
New +$18.6K
VCSH icon
918
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$19K 0.01%
234
-8,820
-97% -$731K
VRP icon
919
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$19K 0.01%
+769
New +$18.8K
XT icon
920
iShares Future Exponential Technologies ETF
XT
$3.79B
$19K 0.01%
+400
New +$19.1K
BSD
921
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$19K 0.01%
+1,425
New +$19.5K
ALB icon
922
Albemarle
ALB
$13.9B
$18K 0.01%
+200
New +$17.7K
BURL icon
923
Burlington
BURL
$23.4B
$18K 0.01%
+87
New +$16.9K
CHGG icon
924
Chegg
CHGG
$118M
$18K 0.01%
253
-5,312
-95% -$391K
FE icon
925
FirstEnergy
FE
$28.2B
$18K 0.01%
+615
New +$19.3K
35 36
37
38 39

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.