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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNQI icon
876
Invesco NASDAQ Internet ETF
PNQI
$526M
$344K 0.01%
7,363
+1,875
+34% +$86.1K
STWD icon
877
Starwood Property Trust
STWD
$6.18B
$343K 0.01%
18,082
+2,234
+14% +$44.3K
FXU icon
878
First Trust Utilities AlphaDEX Fund
FXU
$842M
$342K 0.01%
9,045
+1,066
+13% +$41.3K
RFEU
879
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$342K 0.01%
5,773
+80
+1% +$5.04K
U icon
880
Unity
U
$13.8B
$342K 0.01%
+15,204
New +$338K
ARGT icon
881
Global X MSCI Argentina ETF
ARGT
$835M
$341K 0.01%
+4,130
New +$320K
KBWP icon
882
Invesco KBW Property & Casualty Insurance ETF
KBWP
$276M
$341K 0.01%
2,934
+1,037
+55% +$123K
MANH icon
883
Manhattan Associates
MANH
$9.97B
$340K 0.01%
1,260
+2
+0.2% +$570
STIP icon
884
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$339K 0.01%
3,374
+371
+12% +$37.4K
AME icon
885
Ametek
AME
$55.7B
$339K 0.01%
1,875
-3
-0.2% -$546
PZA icon
886
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
$336K 0.01%
14,213
-4,277
-23% -$102K
USAU icon
887
US Gold Corp
USAU
$212M
$333K 0.01%
54,400
-100
-0.2% -$662
ISPY icon
888
ProShares S&P 500 High Income ETF
ISPY
$1.24B
$333K 0.01%
+7,507
New +$339K
JPC icon
889
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$332K 0.01%
42,204
-2,713
-6% -$21.8K
LBRT icon
890
Liberty Energy
LBRT
$2.87B
$329K 0.01%
16,524
+477
+3% +$8.82K
CDNS icon
891
Cadence Design Systems
CDNS
$96B
$329K 0.01%
1,094
+313
+40% +$91K
WYNN icon
892
Wynn Resorts
WYNN
$10.3B
$328K 0.01%
3,803
-813
-18% -$76.8K
DG icon
893
Dollar General
DG
$27.8B
$328K 0.01%
4,322
+1,289
+42% +$102K
PSEC icon
894
Prospect Capital
PSEC
$1.12B
$327K 0.01%
75,942
– –
SGOV icon
895
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
$327K 0.01%
3,262
-249
-7% -$25K
SOUN icon
896
SoundHound AI
SOUN
$2.79B
$327K 0.01%
16,468
+636
+4% +$6.13K
CREX icon
897
Creative Realities
CREX
$40.1M
$326K 0.01%
133,177
– –
IRM icon
898
Iron Mountain
IRM
$37.5B
$325K 0.01%
3,091
+283
+10% +$33.3K
GLPI icon
899
Gaming and Leisure Properties
GLPI
$13B
$325K 0.01%
6,740
+340
+5% +$17K
VIOG icon
900
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$324K 0.01%
2,783
+17
+0.6% +$2.07K
34 35
36
37 38

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.