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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
876
DNP Select Income Fund
DNP
$4.15B
$333K 0.01%
33,188
+4,035
+14% +$36.9K
CSIQ icon
877
Canadian Solar
CSIQ
$936M
$333K 0.01%
+19,877
New +$290K
PSET icon
878
Principal Exchange-Traded Funds Principal Quality ETF
PSET
$27.7M
$333K 0.01%
4,675
– –
NLY icon
879
Annaly Capital Management
NLY
$16.9B
$332K 0.01%
16,569
-489
-3% -$9.79K
JPSE icon
880
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$594M
$332K 0.01%
6,915
+22
+0.3% +$1.01K
SCHM icon
881
Schwab US Mid-Cap ETF
SCHM
$14.6B
$331K 0.01%
11,928
-1,386
-10% -$36.9K
VIOG icon
882
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$331K 0.01%
2,766
– –
ARCC icon
883
Ares Capital
ARCC
$13.6B
$331K 0.01%
15,794
-4,372
-22% -$90.8K
PMF
884
DELISTED
PIMCO Municipal Income Fund
PMF
$330K 0.01%
32,000
– –
ARMK icon
885
Aramark
ARMK
$15.2B
$330K 0.01%
8,523
– –
GLPI icon
886
Gaming and Leisure Properties
GLPI
$12.8B
$329K 0.01%
6,400
+102
+2% +$5.05K
PRN icon
887
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$427M
$329K 0.01%
+2,150
New +$303K
AEO icon
888
American Eagle Outfitters
AEO
$2.98B
$327K 0.01%
14,613
-739
-5% -$15.2K
URBN icon
889
Urban Outfitters
URBN
$6.22B
$327K 0.01%
8,537
+607
+8% +$24.7K
HOG icon
890
Harley-Davidson
HOG
$2.61B
$327K 0.01%
+8,485
New +$308K
BALL icon
891
Ball Corp
BALL
$17.2B
$326K 0.01%
4,805
-108
-2% -$6.86K
HYZD icon
892
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$324K 0.01%
+14,645
New +$321K
AME icon
893
Ametek
AME
$55.7B
$323K 0.01%
1,878
+121
+7% +$20.2K
STWD icon
894
Starwood Property Trust
STWD
$6.15B
$323K 0.01%
15,848
+1,267
+9% +$25.3K
ACWI icon
895
iShares MSCI ACWI ETF
ACWI
$32.5B
$323K 0.01%
2,700
-72
-3% -$8.25K
ROL icon
896
Rollins
ROL
$18.8B
$320K 0.01%
6,331
-1,968
-24% -$97.2K
MAXJ
897
iShares Large Cap Max Buffer Jun ETF
MAXJ
$153M
$320K 0.01%
+12,300
New +$313K
FXD icon
898
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$319K 0.01%
5,044
-6,869
-58% -$415K
FTXO icon
899
First Trust Nasdaq Bank ETF
FTXO
$305M
$319K 0.01%
10,954
+11
+0.1% +$313
XBI icon
900
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$319K 0.01%
3,224
-1,677
-34% -$165K
34 35
36
37 38

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.