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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTS icon
876
Fortis
FTS
$29.9B
$283K 0.01%
+6,881
New +$277K
SBAC icon
877
SBA Communications
SBAC
$19B
$280K 0.01%
+1,105
New +$248K
PMF
878
DELISTED
PIMCO Municipal Income Fund
PMF
$280K 0.01%
30,000
+10,000
+50% +$87K
RS icon
879
Reliance Steel & Aluminium
RS
$21.2B
$277K 0.01%
992
-12
-1% -$3.19K
ZNTL icon
880
Zentalis Pharmaceuticals
ZNTL
$322M
$277K 0.01%
+18,302
New +$267K
RELX icon
881
RELX
RELX
$65.9B
$277K 0.01%
+6,983
New +$257K
CMA
882
DELISTED
Comerica
CMA
$277K 0.01%
4,956
-839
-14% -$37.9K
VIOG icon
883
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$276K 0.01%
+2,569
New +$248K
FLOT icon
884
iShares Floating Rate Bond ETF
FLOT
$10.2B
$276K 0.01%
5,453
+585
+12% +$29.7K
HDB icon
885
HDFC Bank
HDB
$123B
$275K 0.01%
8,192
-7,162
-47% -$216K
CHRW icon
886
C.H. Robinson
CHRW
$20.2B
$274K 0.01%
+3,173
New +$266K
CACI icon
887
CACI
CACI
$11.3B
$273K 0.01%
844
+1
+0.1% +$324
CME icon
888
CME Group
CME
$93.4B
$271K 0.01%
1,288
-511
-28% -$109K
BNY
889
Bank of New York Mellon
BNY
$106B
$269K 0.01%
5,177
-537
-9% -$24.7K
MHI
890
DELISTED
Pioneer Municipal High Income Fund
MHI
$269K 0.01%
31,206
-17,226
-36% -$134K
YUMC icon
891
Yum China
YUMC
$15.6B
$268K 0.01%
6,324
+1,132
+22% +$52.7K
ACM icon
892
Aecom
ACM
$9.49B
$268K 0.01%
2,901
-49
-2% -$4.16K
TACK icon
893
Fairlead Tactical Sector ETF
TACK
$291M
$266K 0.01%
10,750
– –
LRGE icon
894
ClearBridge Large Cap Growth Select ETF
LRGE
$371M
$266K 0.01%
4,456
– –
TEL icon
895
TE Connectivity
TEL
$60.9B
$266K 0.01%
1,892
+13
+0.7% +$1.67K
GRID
896
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.1B
$264K 0.01%
2,526
+95
+4% +$8.98K
ING icon
897
ING
ING
$95.1B
$264K 0.01%
+17,558
New +$241K
HUBB icon
898
Hubbell
HUBB
$26B
$263K 0.01%
799
-57
-7% -$17.1K
OI icon
899
O-I Glass
OI
$1.45B
$262K 0.01%
+16,022
New +$247K
UNG icon
900
United States Natural Gas Fund
UNG
$443M
$262K 0.01%
12,925
-65,648
-84% -$1.63M
34 35
36
37 38

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.