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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLC
876
Oxford Lane Capital
OXLC
$824M
$88.4K ﹤0.01%
3,488
+147
+4% +$3.79K
MSOS icon
877
AdvisorShares Pure US Cannabis ETF
MSOS
$860M
$80.6K ﹤0.01%
11,525
– –
PLTR icon
878
Palantir
PLTR
$315B
$75.4K ﹤0.01%
+11,748
New +$89.1K
GSAT icon
879
Globalstar
GSAT
$10.2B
$49.9K ﹤0.01%
2,500
+900
+56% +$23.7K
NAT icon
880
Nordic American Tanker
NAT
$1.37B
$47.1K ﹤0.01%
15,382
+2,128
+16% +$6.87K
TELL
881
DELISTED
Tellurian Inc.
TELL
$42.2K ﹤0.01%
25,100
+4,300
+21% +$10.8K
RIOT icon
882
Riot Platforms
RIOT
$8.31B
$40.5K ﹤0.01%
11,956
-24,834
-68% -$128K
PPT
883
Franklin Premier Income Trust
PPT
$323M
$38.5K ﹤0.01%
+10,612
New +$38.6K
TRML
884
DELISTED
Tourmaline Bio
TRML
$36.2K ﹤0.01%
3,553
+2,258
+174% +$36.3K
TLRY icon
885
Tilray
TLRY
$498M
$34.1K ﹤0.01%
1,268
-200
-14% -$7K
WKHS icon
886
Workhorse Group
WKHS
$30.2M
$21.7K ﹤0.01%
5
– –
SQFT icon
887
Presidio Property Trust
SQFT
$3.01M
$10.5K ﹤0.01%
+1,103
New +$12.4K
WWR icon
888
Westwater Resources
WWR
$50.8M
$9.48K ﹤0.01%
+12,000
New +$12.7K
SOLO
889
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$6.16K ﹤0.01%
10,200
– –
ZOM
890
DELISTED
Zomedica Corp.
ZOM
$2.81K ﹤0.01%
17,250
– –
AGL icon
891
Agilon Health
AGL
$1.64B
– –
-1,855
Closed -$1.09M
AIZ icon
892
Assurant
AIZ
$13.7B
– –
-17,234
Closed -$2.5M
AMCR icon
893
Amcor
AMCR
$20.9B
– –
-12,599
Closed -$676K
AMP icon
894
Ameriprise Financial
AMP
$47.6B
– –
-2,905
Closed -$732K
AN icon
895
AutoNation
AN
$7.1B
– –
-11,591
Closed -$1.18M
ANGL icon
896
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
– –
-9,236
Closed -$243K
BNDX icon
897
Vanguard Total International Bond ETF
BNDX
$82.2B
– –
-7,769
Closed -$371K
CASY icon
898
Casey's General Stores
CASY
$31.6B
– –
-2,414
Closed -$489K
CHKP icon
899
Check Point Software Technologies
CHKP
$13.6B
– –
-6,633
Closed -$743K
CHPT icon
900
ChargePoint
CHPT
$140M
– –
-4,218
Closed -$1.25M
34 35
36
37 38

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EDRH
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GAM
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CIA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.