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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
876
KKR & Co
KKR
$89.1B
$209K 0.01%
3,570
-509
-12% -$32K
YUM icon
877
Yum! Brands
YUM
$41.9B
$208K 0.01%
1,749
-1,638
-48% -$202K
AAP icon
878
Advance Auto Parts
AAP
$3.53B
$207K 0.01%
+997
New +$219K
NDSN icon
879
Nordson
NDSN
$16.4B
$207K 0.01%
+911
New +$209K
OC icon
880
Owens Corning
OC
$11B
$207K 0.01%
+2,265
New +$208K
SOFI icon
881
SoFi Technologies
SOFI
$19.6B
$207K 0.01%
21,885
-800
-4% -$9.19K
HRL icon
882
Hormel Foods
HRL
$14.2B
$205K 0.01%
+4,044
New +$198K
HBAN icon
883
Huntington Bancshares
HBAN
$34B
$202K 0.01%
13,814
+111
+0.8% +$1.74K
REM icon
884
iShares Mortgage Real Estate ETF
REM
$549M
$199K 0.01%
6,083
+28
+0.5% +$922
BIIB icon
885
Biogen
BIIB
$30.9B
$198K 0.01%
940
+20
+2% +$4.35K
HCA icon
886
HCA Healthcare
HCA
$88.4B
$198K 0.01%
+789
New +$198K
MUNI icon
887
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$198K 0.01%
3,737
-1,353
-27% -$74K
P
888
Everpure Inc
P
$23B
$198K 0.01%
5,594
-24,233
-81% -$705K
HYLN icon
889
Hyliion Holdings
HYLN
$578M
$197K 0.01%
44,525
+5,425
+14% +$24K
SJI
890
DELISTED
South Jersey Industries, Inc.
SJI
$197K 0.01%
+5,716
New +$165K
SAFM
891
DELISTED
Sanderson Farms Inc
SAFM
$195K 0.01%
+1,042
New +$191K
COLL icon
892
Collegium Pharmaceutical
COLL
$1.18B
$194K 0.01%
+9,536
New +$180K
DFS
893
DELISTED
Discover Financial Services
DFS
$194K 0.01%
+1,762
New +$207K
EQR icon
894
Equity Residential
EQR
$25.8B
$194K 0.01%
+2,156
New +$190K
TMUS icon
895
T-Mobile US
TMUS
$195B
$194K 0.01%
+1,512
New +$180K
EXPO icon
896
Exponent
EXPO
$3.19B
$193K 0.01%
+1,789
New +$173K
OTIS icon
897
Otis Worldwide
OTIS
$27.9B
$192K 0.01%
2,498
-137
-5% -$10.9K
ROKU icon
898
Roku
ROKU
$21.6B
$192K 0.01%
1,533
-163
-10% -$23.9K
NOK icon
899
Nokia
NOK
$46.9B
$191K 0.01%
34,973
-5,466
-14% -$30.3K
ROBO icon
900
ROBO Global Robotics & Automation Index ETF
ROBO
$1.87B
$191K 0.01%
3,274
-309
-9% -$18.8K
34 35
36
37 38

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.