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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPT
876
Franklin Premier Income Trust
PPT
$323M
$22K 0.01%
+5,000
New +$23.2K
XSLV icon
877
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$22K 0.01%
+651
New +$22.4K
AGNC icon
878
AGNC Investment
AGNC
$12.7B
$21K 0.01%
+1,513
New +$20.8K
BIDU icon
879
Baidu
BIDU
$36.5B
$21K 0.01%
+167
New +$20.7K
DRI icon
880
Darden Restaurants
DRI
$23.7B
$21K 0.01%
+211
New +$17.5K
DWM icon
881
WisdomTree International Equity Fund
DWM
$681M
$21K 0.01%
+462
New +$21.3K
FCFS icon
882
FirstCash
FCFS
$8.76B
$21K 0.01%
+375
New +$22.9K
FDD icon
883
First Trust STOXX European Select Dividend Income Fund
FDD
$887M
$21K 0.01%
+2,086
New +$22.8K
FISV
884
Fiserv Inc
FISV
$28.8B
$21K 0.01%
+207
New +$20.6K
FTLS icon
885
First Trust Long/Short Equity ETF
FTLS
$2.47B
$21K 0.01%
+500
New +$21.4K
GOOGL icon
886
Alphabet (Google) Class A
GOOGL
$4.08T
$21K 0.01%
280
-29,440
-99% -$2.24M
PTLC icon
887
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$21K 0.01%
+700
New +$20.4K
AD
888
Array Digital Infrastructure
AD
$3.02B
$21K 0.01%
+700
New +$23K
VIOO icon
889
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
$21K 0.01%
+328
New +$21.6K
XLG icon
890
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$21K 0.01%
+800
New +$20.7K
HDS
891
DELISTED
HD Supply Holdings, Inc.
HDS
$21K 0.01%
+500
New +$19.1K
BUI icon
892
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$727M
$20K 0.01%
+940
New +$20.3K
DGRW icon
893
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$20K 0.01%
410
-10,329
-96% -$501K
EMQQ icon
894
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$272M
$20K 0.01%
+382
New +$19.7K
FPXI icon
895
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$273M
$20K 0.01%
+349
New +$19.6K
LW icon
896
Lamb Weston
LW
$7.36B
$20K 0.01%
+302
New +$19.3K
PPG icon
897
PPG Industries
PPG
$25B
$20K 0.01%
166
-4,753
-97% -$555K
VIS icon
898
Vanguard Industrials ETF
VIS
$8.04B
$20K 0.01%
+137
New +$19.3K
VER
899
DELISTED
VEREIT, Inc.
VER
$20K 0.01%
+602
New +$19.8K
AGGY icon
900
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$922M
$19K 0.01%
+351
New +$19K
34 35
36
37 38

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.