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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
851
lululemon athletica
LULU
$13.7B
$299K 0.01%
584
-246
-30% -$106K
GGG icon
852
Graco
GGG
$13.3B
$298K 0.01%
3,439
-35
-1% -$2.75K
ACGL icon
853
Arch Capital
ACGL
$37.1B
$297K 0.01%
4,003
-375
-9% -$30.6K
HACK icon
854
Amplify Cybersecurity ETF
HACK
$2.66B
$297K 0.01%
4,921
-830
-14% -$45.6K
REXR icon
855
Rexford Industrial Realty
REXR
$8.66B
$297K 0.01%
5,287
-536
-9% -$26.3K
IDLV icon
856
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$296K 0.01%
10,501
-6,852
-39% -$182K
PH icon
857
Parker-Hannifin
PH
$125B
$296K 0.01%
642
-119
-16% -$49.5K
ANET icon
858
Arista Networks
ANET
$211B
$295K 0.01%
+5,016
New +$263K
BCE icon
859
BCE
BCE
$20.3B
$294K 0.01%
7,463
+200
+3% +$7.74K
GEHC icon
860
GE HealthCare
GEHC
$28.5B
$293K 0.01%
3,794
-686
-15% -$48K
MAR icon
861
Marriott International
MAR
$99.9B
$293K 0.01%
1,299
+27
+2% +$5.47K
CMG icon
862
Chipotle Mexican Grill
CMG
$43B
$293K 0.01%
6,400
+50
+0.8% +$2.08K
BWA icon
863
BorgWarner
BWA
$12.9B
$293K 0.01%
8,160
+1,140
+16% +$40.7K
OVV icon
864
Ovintiv
OVV
$16.3B
$292K 0.01%
6,658
-1,983
-23% -$90.5K
DFAC icon
865
Dimensional US Core Equity 2 ETF
DFAC
$47.7B
$292K 0.01%
+9,984
New +$270K
CPRI icon
866
Capri Holdings
CPRI
$1.88B
$290K 0.01%
5,782
-1,431
-20% -$71.4K
FIVE icon
867
Five Below
FIVE
$11.4B
$289K 0.01%
1,358
-21
-2% -$3.85K
RCL icon
868
Royal Caribbean
RCL
$86.3B
$288K 0.01%
+2,225
New +$227K
HII icon
869
Huntington Ingalls Industries
HII
$11.3B
$288K 0.01%
1,109
-1
-0.1% -$233
YJUN icon
870
FT Vest International Equity Buffer ETF June
YJUN
$137M
$288K 0.01%
13,546
– –
IYK icon
871
iShares US Consumer Staples ETF
IYK
$1.44B
$288K 0.01%
4,500
-106,863
-96% -$6.65M
LGOV icon
872
First Trust Long Duration Opportunities ETF
LGOV
$625M
$287K 0.01%
12,975
-17,670
-58% -$365K
FXU icon
873
First Trust Utilities AlphaDEX Fund
FXU
$841M
$286K 0.01%
9,022
+16
+0.2% +$477
CTVA icon
874
Corteva
CTVA
$59.6B
$284K 0.01%
5,932
+209
+4% +$9.97K
SPYX icon
875
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.73B
$283K 0.01%
7,296
– –
33 34
35
36 37

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.