We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRUZ
851
DELISTED
Defiance Hotel, Airline, and Cruise ETF
CRUZ
$179K 0.01%
11,121
+580
+6% +$9.46K
LYFT icon
852
Lyft
LYFT
$5.74B
$175K 0.01%
+15,854
New +$191K
XPEV icon
853
XPeng
XPEV
$12.2B
$171K 0.01%
17,236
+2,317
+16% +$20.9K
RITM icon
854
Rithm Capital
RITM
$5.16B
$168K 0.01%
20,604
+3,241
+19% +$27.1K
FSR
855
DELISTED
Fisker Inc.
FSR
$166K 0.01%
22,800
-300
-1% -$2.23K
NUV icon
856
Nuveen Municipal Value Fund
NUV
$1.9B
$164K 0.01%
19,061
+3,521
+23% +$30K
PBR icon
857
Petrobras
PBR
$117B
$160K 0.01%
14,995
+3,036
+25% +$36.7K
CREX icon
858
Creative Realities
CREX
$40.9M
$155K 0.01%
+88,902
New +$163K
FEI
859
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$137K 0.01%
17,600
+213
+1% +$1.65K
CNCR
860
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$137K 0.01%
+10,000
New +$146K
NAD icon
861
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$132K 0.01%
+11,216
New +$126K
VVR icon
862
Invesco Senior Income Trust
VVR
$457M
$130K 0.01%
34,000
– –
GNL icon
863
Global Net Lease
GNL
$1.88B
$126K 0.01%
+10,008
New +$124K
VGM icon
864
Invesco Trust Investment Grade Municipals
VGM
$549M
$123K 0.01%
+12,259
New +$117K
JPS
865
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$120K 0.01%
17,651
-278
-2% -$1.9K
FT
866
Franklin Universal Trust
FT
$201M
$119K 0.01%
+17,690
New +$118K
ARR
867
Armour Residential REIT
ARR
$2.02B
$107K 0.01%
3,800
-3,575
-48% -$97.6K
AOD
868
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$106K 0.01%
13,646
+171
+1% +$1.32K
RIG icon
869
Transocean
RIG
$5.87B
$104K 0.01%
+22,899
New +$88.3K
HBI
870
DELISTED
Hanesbrands
HBI
$104K 0.01%
16,339
+1,503
+10% +$10.3K
USA icon
871
Liberty All-Star Equity Fund
USA
$1.77B
$97.8K ﹤0.01%
+17,160
New +$103K
CCL icon
872
Carnival Corporation Ltd
CCL
$37.1B
$96K ﹤0.01%
11,912
-2,239
-16% -$19.3K
HYLN icon
873
Hyliion Holdings
HYLN
$676M
$94.3K ﹤0.01%
40,300
-12,550
-24% -$34.1K
NOK icon
874
Nokia
NOK
$51.4B
$93.8K ﹤0.01%
20,216
-1,268
-6% -$5.85K
RTL
875
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$89.7K ﹤0.01%
15,131
-14,306
-49% -$91K
33 34
35
36 37

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.