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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STNE icon
851
StoneCo
STNE
$2.62B
– –
-16,485
Closed -$1.1M
TT icon
852
Trane Technologies
TT
$106B
– –
-3,777
Closed -$696K
USPH icon
853
US Physical Therapy
USPH
$1.14B
– –
-1,800
Closed -$209K
VALE icon
854
Vale
VALE
$62.9B
– –
-13,176
Closed -$300K
VFQY icon
855
Vanguard US Quality Factor ETF
VFQY
$474M
– –
-2,464
Closed -$293K
VGM icon
856
Invesco Trust Investment Grade Municipals
VGM
$549M
– –
-15,159
Closed -$213K
VST icon
857
Vistra
VST
$55.1B
– –
-54,576
Closed -$1.01M
VTRS icon
858
Viatris
VTRS
$20.1B
– –
-12,915
Closed -$186K
WIX icon
859
WIX.com
WIX
$2.15B
– –
-921
Closed -$268K
WOLF icon
860
Wolfspeed
WOLF
$1.2B
– –
-6,907
Closed -$676K
ZLAB icon
861
Zai Lab
ZLAB
$2.17B
– –
-3,043
Closed -$539K
FTCH
862
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-16,458
Closed -$829K
XLNX
863
DELISTED
Xilinx Inc
XLNX
– –
-1,548
Closed -$207K
CHMA
864
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-10,845
Closed -$51K
ALXN
865
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,989
Closed -$366K
VER
866
DELISTED
VEREIT, Inc.
VER
– –
-4,672
Closed -$215K
STMP
867
DELISTED
Stamps.com, Inc.
STMP
– –
-2,456
Closed -$492K
31 32 33 34
35

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.