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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
851
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
$24K 0.01%
+1,100
New +$23.8K
SPEM icon
852
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.7B
$24K 0.01%
+664
New +$24.2K
VLO icon
853
Valero Energy
VLO
$89.5B
$24K 0.01%
+547
New +$28.6K
WBS icon
854
Webster Financial
WBS
$12.3B
$24K 0.01%
+911
New +$24.7K
WEX icon
855
WEX
WEX
$6.42B
$24K 0.01%
+175
New +$27.4K
PXD
856
DELISTED
Pioneer Natural Resource Co.
PXD
$24K 0.01%
+273
New +$26.9K
CLDR
857
DELISTED
Cloudera, Inc.
CLDR
$24K 0.01%
2,210
-285,990
-99% -$3.32M
ALC icon
858
Alcon
ALC
$34B
$23K 0.01%
+400
New +$23.5K
DNTH icon
859
Dianthus Therapeutics
DNTH
$5.69B
$23K 0.01%
+216
New +$25.6K
NOMD icon
860
Nomad Foods
NOMD
$1.77B
$23K 0.01%
+900
New +$21.4K
SCI icon
861
Service Corp International
SCI
$11.8B
$23K 0.01%
+552
New +$23.5K
XNTK icon
862
State Street SPDR NYSE Technology ETF
XNTK
$1.94B
$23K 0.01%
+196
New +$22K
TECX
863
Tectonic Therapeutic
TECX
$536M
$23K 0.01%
+147
New +$29.6K
TVRD
864
Tvardi Therapeutics
TVRD
$20.1M
$23K 0.01%
+51
New +$29.6K
UN
865
DELISTED
Unilever NV New York Registry Shares
UN
$23K 0.01%
387
-14,265
-97% -$827K
AEE icon
866
Ameren
AEE
$30.4B
$22K 0.01%
+274
New +$21.5K
AWF
867
AllianceBernstein Global High Income Fund
AWF
$869M
$22K 0.01%
+2,134
New +$22.6K
BXMT icon
868
Blackstone Mortgage Trust
BXMT
$2.77B
$22K 0.01%
+1,000
New +$23.4K
CBRL icon
869
Cracker Barrel
CBRL
$1.26B
$22K 0.01%
+188
New +$22K
CI icon
870
Cigna
CI
$78.4B
$22K 0.01%
+127
New +$22.4K
FRT icon
871
Federal Realty Investment Trust
FRT
$10.9B
$22K 0.01%
297
-2,450
-89% -$193K
FXR icon
872
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$22K 0.01%
543
-96,043
-99% -$3.88M
GDXJ icon
873
VanEck Junior Gold Miners ETF
GDXJ
$6.86B
$22K 0.01%
394
-10,077
-96% -$581K
MIN
874
Aberdeen Intermediate Income Fund
MIN
$275M
$22K 0.01%
+6,000
New +$23K
NTR icon
875
Nutrien
NTR
$33.9B
$22K 0.01%
+561
New +$20.4K
33 34
35
36 37

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.