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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFEU
826
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$383K 0.01%
5,693
+58
+1% +$3.88K
DBP icon
827
Invesco DB Precious Metals Fund
DBP
$235M
$381K 0.01%
5,979
+717
+14% +$43.2K
WPC icon
828
W.P. Carey
WPC
$16.8B
$381K 0.01%
6,116
-28
-0.5% -$1.66K
BNY
829
Bank of New York Mellon
BNY
$106B
$381K 0.01%
5,294
+542
+11% +$35.6K
VTHR icon
830
Vanguard Russell 3000 ETF
VTHR
$4.64B
$381K 0.01%
1,500
– –
PXJ icon
831
Invesco Oil & Gas Services ETF
PXJ
$63.4M
$378K 0.01%
13,094
+614
+5% +$18.8K
CACI icon
832
CACI
CACI
$11.3B
$377K 0.01%
747
– –
A icon
833
Agilent Technologies
A
$39.7B
$375K 0.01%
+2,528
New +$346K
SMOT icon
834
VanEck Morningstar SMID Moat ETF
SMOT
$340M
$374K 0.01%
10,690
+1,455
+16% +$48.2K
PBR icon
835
Petrobras
PBR
$116B
$373K 0.01%
25,857
+585
+2% +$8.6K
FNOV icon
836
FT Vest US Equity Buffer ETF November
FNOV
$1.21B
$372K 0.01%
7,885
+558
+8% +$25.9K
AADR icon
837
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.6M
$371K 0.01%
5,836
-569
-9% -$35.2K
PCAR icon
838
PACCAR
PCAR
$72.7B
$370K 0.01%
3,752
-1,714
-31% -$168K
GNR icon
839
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.72B
$369K 0.01%
6,398
+695
+12% +$38.7K
FFOG icon
840
Franklin Focused Dynamic Growth ETF
FFOG
$286M
$367K 0.01%
9,849
+1,706
+21% +$61.5K
IXJ icon
841
iShares Global Healthcare ETF
IXJ
$4.18B
$367K 0.01%
3,740
-71
-2% -$6.88K
CGCB icon
842
Capital Group Core Bond ETF
CGCB
$5.73B
$366K 0.01%
13,588
+2,943
+28% +$78.4K
IDV icon
843
iShares International Select Dividend ETF
IDV
$8.28B
$365K 0.01%
+12,073
New +$352K
MOO icon
844
VanEck Agribusiness ETF
MOO
$998M
$364K 0.01%
4,823
-389
-7% -$27.9K
ALLY icon
845
Ally Financial
ALLY
$13.4B
$364K 0.01%
10,227
-1,058
-9% -$42.3K
SPSM icon
846
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.2B
$363K 0.01%
7,980
-314
-4% -$13.8K
JPC icon
847
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$362K 0.01%
44,917
-1,837
-4% -$14.3K
IMCG icon
848
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
$362K 0.01%
4,964
-47
-0.9% -$3.26K
FNDA icon
849
Schwab Fundamental US Small Company Index ETF
FNDA
$9.24B
$361K 0.01%
12,130
+2,626
+28% +$75.5K
OLN icon
850
Olin
OLN
$2.44B
$361K 0.01%
7,516
-650
-8% -$28.9K
32 33
34
35 36

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.