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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXT icon
826
Textron
TXT
$15.7B
$317K 0.01%
+3,936
New +$305K
XISE icon
827
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$35.7M
$316K 0.01%
+10,274
New +$312K
MRVL icon
828
Marvell Technology
MRVL
$158B
$315K 0.01%
5,231
-19,106
-79% -$1.03M
KEY icon
829
KeyCorp
KEY
$24.2B
$315K 0.01%
21,869
-39,367
-64% -$467K
PBR icon
830
Petrobras
PBR
$116B
$313K 0.01%
+19,582
New +$300K
RIOT icon
831
Riot Platforms
RIOT
$7.92B
$312K 0.01%
20,186
+7,165
+55% +$86.5K
FNOV icon
832
FT Vest US Equity Buffer ETF November
FNOV
$1.21B
$311K 0.01%
+7,327
New +$295K
CPRX
833
DELISTED
Catalyst Pharmaceutical
CPRX
$311K 0.01%
18,492
+1,351
+8% +$18.5K
SPLB icon
834
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$310K 0.01%
13,037
+1,237
+10% +$27K
SMOT icon
835
VanEck Morningstar SMID Moat ETF
SMOT
$339M
$310K 0.01%
9,835
-175
-2% -$5K
SCHP icon
836
Schwab US TIPS ETF
SCHP
$16.4B
$309K 0.01%
11,842
-2,134
-15% -$54.3K
S icon
837
SentinelOne
S
$6.31B
$307K 0.01%
11,202
-3,818
-25% -$73.9K
FYC icon
838
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$305K 0.01%
+4,850
New +$276K
IHI icon
839
iShares US Medical Devices ETF
IHI
$3.14B
$304K 0.01%
5,634
+173
+3% +$8.45K
U icon
840
Unity
U
$13.8B
$304K 0.01%
7,430
+734
+11% +$22.6K
FTXO icon
841
First Trust Nasdaq Bank ETF
FTXO
$307M
$303K 0.01%
12,003
-412
-3% -$9.02K
RGA icon
842
Reinsurance Group of America
RGA
$15.8B
$303K 0.01%
1,874
-46
-2% -$7.16K
IMCG icon
843
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
$302K 0.01%
4,692
+975
+26% +$57.3K
BMO icon
844
Bank of Montreal
BMO
$127B
$302K 0.01%
3,052
-87
-3% -$7.26K
AMKR icon
845
Amkor Technology
AMKR
$11.4B
$302K 0.01%
9,072
-3,029
-25% -$79.6K
COLB icon
846
Columbia Banking Systems
COLB
$8.82B
$302K 0.01%
11,307
-19,111
-63% -$425K
INCM icon
847
Franklin Income Focus ETF
INCM
$1.7B
$302K 0.01%
+11,733
New +$287K
MHF
848
Western Asset Municipal High Income Fund
MHF
$152M
$301K 0.01%
46,955
-15,903
-25% -$99K
NET icon
849
Cloudflare
NET
$94.3B
$301K 0.01%
+3,611
New +$253K
SCZ icon
850
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$299K 0.01%
4,836
+208
+4% +$11.9K
32 33
34
35 36

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.