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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XME icon
826
State Street SPDR S&P Metals & Mining ETF
XME
$3.96B
$211K 0.01%
+4,244
New +$210K
TECK icon
827
Teck Resources
TECK
$29.3B
$211K 0.01%
5,573
-17,330
-76% -$600K
EBAY icon
828
eBay
EBAY
$50.3B
$211K 0.01%
+5,077
New +$210K
KKR icon
829
KKR & Co
KKR
$91.3B
$210K 0.01%
+4,534
New +$221K
DSI icon
830
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$209K 0.01%
2,918
-1,675
-36% -$120K
CRL icon
831
Charles River Laboratories
CRL
$10.8B
$209K 0.01%
+960
New +$210K
RF icon
832
Regions Financial
RF
$26.2B
$209K 0.01%
9,694
-6,362
-40% -$138K
MSCI icon
833
MSCI
MSCI
$41.5B
$207K 0.01%
444
-118
-21% -$54.9K
HCA icon
834
HCA Healthcare
HCA
$86.4B
$206K 0.01%
+859
New +$192K
LVHD icon
835
Franklin US Low Volatility High Dividend Index ETF
LVHD
$635M
$205K 0.01%
+5,387
New +$199K
MUA icon
836
BlackRock MuniAssets Fund
MUA
$529M
$204K 0.01%
18,871
-444
-2% -$4.53K
APA icon
837
APA Corp
APA
$12.3B
$204K 0.01%
+4,370
New +$196K
NUO
838
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$204K 0.01%
16,074
+148
+0.9% +$1.81K
PLUG icon
839
Plug Power
PLUG
$2.87B
$203K 0.01%
16,428
-93
-0.6% -$1.48K
SJI
840
DELISTED
South Jersey Industries, Inc.
SJI
$203K 0.01%
+5,716
New +$197K
U icon
841
Unity
U
$13.3B
$203K 0.01%
+7,102
New +$222K
PH icon
842
Parker-Hannifin
PH
$124B
$202K 0.01%
+693
New +$198K
BHP icon
843
BHP
BHP
$213B
$201K 0.01%
+3,237
New +$182K
VMC icon
844
Vulcan Materials
VMC
$36.9B
$200K 0.01%
+1,144
New +$196K
CGUS icon
845
Capital Group Core Equity ETF
CGUS
$11.1B
$200K 0.01%
8,918
-1,731
-16% -$38.5K
LITE icon
846
Lumentum
LITE
$55.4B
$200K 0.01%
3,836
-111
-3% -$6.82K
DIV icon
847
Global X SuperDividend US ETF
DIV
$787M
$199K 0.01%
10,579
– –
STWD icon
848
Starwood Property Trust
STWD
$6.15B
$192K 0.01%
+10,484
New +$209K
EFR
849
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$191K 0.01%
17,443
-9,957
-36% -$111K
PNTG icon
850
Pennant Group
PNTG
$1.44B
$185K 0.01%
16,806
– –
32 33
34
35 36

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.