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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOLO
826
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$12K ﹤0.01%
+10,200
New +$14.8K
LOGC
827
DELISTED
ContextLogic
LOGC
$8K ﹤0.01%
+347
New +$14.4K
NMTR
828
DELISTED
9 Meters Biopharma
NMTR
$6K ﹤0.01%
1,400
– –
ZOM
829
DELISTED
Zomedica Corp.
ZOM
$4K ﹤0.01%
+17,250
New +$4.56K
ASAP
830
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$2K ﹤0.01%
+700
New +$3.82K
A icon
831
Agilent Technologies
A
$39.5B
– –
-110
Closed -$13K
AAP icon
832
Advance Auto Parts
AAP
$3.5B
– –
-308
Closed -$53K
AB icon
833
AllianceBernstein
AB
$3.48B
– –
-489
Closed -$20K
ABEV icon
834
Ambev
ABEV
$47.7B
– –
-1,382
Closed -$3K
ABNB icon
835
Airbnb
ABNB
$91.3B
– –
-1,702
Closed -$152K
ACA icon
836
Arcosa
ACA
$7.13B
– –
-201
Closed -$9K
ACWI icon
837
iShares MSCI ACWI ETF
ACWI
$32.2B
– –
-1,541
Closed -$129K
ACWV icon
838
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
– –
-386
Closed -$36K
ADC icon
839
Agree Realty
ADC
$9.71B
– –
-572
Closed -$41K
ADM icon
840
Archer Daniels Midland
ADM
$39.2B
– –
-3,328
Closed -$258K
ADNT icon
841
Adient
ADNT
$1.69B
– –
-28
Closed -$1K
ADSK icon
842
Autodesk
ADSK
$52.1B
– –
-500
Closed -$86K
AEG icon
843
Aegon
AEG
$13.4B
– –
-138,063
Closed -$591K
AEIS icon
844
Advanced Energy
AEIS
$10.3B
– –
-142
Closed -$10K
AER icon
845
AerCap
AER
$23.8B
– –
-3,203
Closed -$131K
AFSM icon
846
First Trust Active Factor Small Cap ETF
AFSM
$117M
– –
-7,584
Closed -$165K
AGCO icon
847
AGCO
AGCO
$8.42B
– –
-660
Closed -$65K
AGZD icon
848
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
– –
-1,100
Closed -$25K
AI icon
849
C3.ai
AI
$1.38B
– –
-2,294
Closed -$42K
AIG icon
850
American International
AIG
$42.8B
– –
-1,343
Closed -$69K
32 33
34
35 36

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.