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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
826
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$238K 0.01%
7,888
-12,128
-61% -$370K
BTI icon
827
British American Tobacco
BTI
$136B
$237K 0.01%
+5,613
New +$239K
EFX icon
828
Equifax
EFX
$22B
$237K 0.01%
+999
New +$235K
CP icon
829
Canadian Pacific Kansas City
CP
$81B
$236K 0.01%
+2,861
New +$215K
CROX icon
830
Crocs
CROX
$6.63B
$236K 0.01%
+3,085
New +$292K
MRSH
831
Marsh
MRSH
$94.3B
$236K 0.01%
+1,384
New +$218K
ALK icon
832
Alaska Air
ALK
$5.11B
$235K 0.01%
+4,056
New +$221K
CEF icon
833
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$234K 0.01%
12,100
+800
+7% +$14.7K
KMX icon
834
CarMax
KMX
$8.39B
$234K 0.01%
2,429
+387
+19% +$41.6K
NVG icon
835
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$233K 0.01%
15,746
+124
+0.8% +$1.95K
EAGG icon
836
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$232K 0.01%
4,492
+793
+21% +$42K
FYX icon
837
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$231K 0.01%
+2,527
New +$231K
NTR icon
838
Nutrien
NTR
$33.9B
$231K 0.01%
+2,216
New +$184K
RYLD icon
839
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$231K 0.01%
+9,681
New +$226K
DLN icon
840
WisdomTree US LargeCap Dividend Fund
DLN
$6.21B
$230K 0.01%
3,506
– –
LVHD icon
841
Franklin US Low Volatility High Dividend Index ETF
LVHD
$640M
$229K 0.01%
5,773
+22
+0.4% +$858
ARKF icon
842
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$227K 0.01%
7,823
+296
+4% +$9.1K
BAH icon
843
Booz Allen Hamilton
BAH
$8.44B
$225K 0.01%
2,557
+29
+1% +$2.39K
CEG icon
844
Constellation Energy
CEG
$92.1B
$225K 0.01%
+4,006
New +$195K
CNC icon
845
Centene
CNC
$30.5B
$225K 0.01%
2,677
-2,650
-50% -$217K
COO icon
846
Cooper Companies
COO
$14.2B
$225K 0.01%
+2,152
New +$217K
FUTU icon
847
Futu Holdings
FUTU
$14.3B
$224K 0.01%
6,867
-1,048
-13% -$42K
JPS
848
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$224K 0.01%
26,638
+7,000
+36% +$61.5K
PH icon
849
Parker-Hannifin
PH
$120B
$223K 0.01%
+783
New +$236K
ROK icon
850
Rockwell Automation
ROK
$51.1B
$223K 0.01%
+794
New +$228K
32 33
34
35 36

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.