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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
826
State Street SPDR S&P Regional Banking ETF
KRE
$4.48B
– –
-3,352
Closed -$219K
LRCX icon
827
Lam Research
LRCX
$365B
– –
-3,100
Closed -$202K
MAC icon
828
Macerich
MAC
$7.38B
– –
-114,058
Closed -$2.08M
MAR icon
829
Marriott International
MAR
$101B
– –
-12,259
Closed -$1.67M
MDU icon
830
MDU Resources
MDU
$4.38B
– –
-17,094
Closed -$204K
MKL icon
831
Markel Group
MKL
$25.2B
– –
-502
Closed -$595K
MTDR icon
832
Matador Resources
MTDR
$5.89B
– –
-13,745
Closed -$495K
MUR icon
833
Murphy Oil
MUR
$5.4B
– –
-59,662
Closed -$1.39M
NBIX icon
834
Neurocrine Biosciences
NBIX
$17.8B
– –
-12,679
Closed -$1.23M
NRG icon
835
NRG Energy
NRG
$28.7B
– –
-15,707
Closed -$633K
ONLN icon
836
ProShares Online Retail ETF
ONLN
$63.1M
– –
-7,237
Closed -$585K
OR icon
837
OR Royalties Inc
OR
$5.54B
– –
-10,600
Closed -$145K
PBR icon
838
Petrobras
PBR
$116B
– –
-34,229
Closed -$419K
PRGO icon
839
Perrigo
PRGO
$1.42B
– –
-85,884
Closed -$3.94M
P
840
Everpure Inc
P
$24.5B
– –
-11,100
Closed -$217K
PTON icon
841
Peloton Interactive
PTON
$2.68B
– –
-10,968
Closed -$1.36M
PXI icon
842
Invesco Dorsey Wright Energy Momentum ETF
PXI
$59.3M
– –
-19,781
Closed -$605K
QQEW icon
843
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
– –
-4,572
Closed -$513K
ROKU icon
844
Roku
ROKU
$21.2B
– –
-3,397
Closed -$1.56M
RPV icon
845
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
– –
-3,395
Closed -$263K
SCHF icon
846
Schwab International Equity ETF
SCHF
$65.9B
– –
-11,632
Closed -$230K
SHAK icon
847
Shake Shack
SHAK
$2.49B
– –
-14,005
Closed -$1.5M
SSL icon
848
Sasol
SSL
$7.35B
– –
-60,860
Closed -$933K
STAA icon
849
STAAR Surgical
STAA
$1.15B
– –
-1,567
Closed -$239K
STE icon
850
Steris
STE
$21.3B
– –
-1,050
Closed -$217K
31 32 33
34
35

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.