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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LH icon
826
Labcorp
LH
$25.2B
$26K 0.01%
+162
New +$25.7K
PCK
827
DELISTED
Pimco California Municipal Income Fund II
PCK
$26K 0.01%
+2,797
New +$25.6K
PFXF icon
828
VanEck Preferred Securities ex Financials ETF
PFXF
$2.37B
$26K 0.01%
1,380
-22,411
-94% -$427K
RFG icon
829
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$330M
$26K 0.01%
+775
New +$25.2K
FNI
830
DELISTED
First Trust Chindia ETF
FNI
$26K 0.01%
+549
New +$25.2K
APD icon
831
Air Products & Chemicals
APD
$65.5B
$25K 0.01%
84
-12,076
-99% -$3.47M
BLK icon
832
Blackrock
BLK
$167B
$25K 0.01%
45
-8,876
-99% -$5.06M
BP icon
833
BP
BP
$112B
$25K 0.01%
1,451
-40,646
-97% -$880K
DNP icon
834
DNP Select Income Fund
DNP
$4.14B
$25K 0.01%
+2,500
New +$26.6K
ENFR icon
835
Alerian Energy Infrastructure ETF
ENFR
$492M
$25K 0.01%
+1,990
New +$27.5K
GOOD
836
Gladstone Commercial Corp
GOOD
$623M
$25K 0.01%
+1,480
New +$27K
NGG icon
837
National Grid
NGG
$79.3B
$25K 0.01%
490
-7,739
-94% -$389K
SNOW icon
838
Snowflake
SNOW
$98.1B
$25K 0.01%
+100
New +$23.8K
SOXX icon
839
iShares Semiconductor ETF
SOXX
$38.4B
$25K 0.01%
+243
New +$23.7K
TMFS icon
840
Motley Fool Small-Cap Growth ETF
TMFS
$57.5M
$25K 0.01%
+800
New +$24.6K
CHKP icon
841
Check Point Software Technologies
CHKP
$14.3B
$24K 0.01%
+198
New +$24.2K
CMG icon
842
Chipotle Mexican Grill
CMG
$43.9B
$24K 0.01%
+950
New +$22.9K
CQP icon
843
Cheniere Energy
CQP
$30.5B
$24K 0.01%
+740
New +$26.1K
DBEM icon
844
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$101M
$24K 0.01%
+968
New +$23.4K
ERH
845
Allspring Utilities & High Income Fund
ERH
$104M
$24K 0.01%
+2,000
New +$25.5K
EVF
846
Eaton Vance Senior Income Trust
EVF
$90.1M
$24K 0.01%
+4,157
New +$23.8K
FTGC icon
847
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$24K 0.01%
+1,440
New +$24K
FVC icon
848
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$103M
$24K 0.01%
900
-148,219
-99% -$3.87M
LMB icon
849
Limbach Holdings
LMB
$807M
$24K 0.01%
+2,250
New +$12.7K
MNA icon
850
IQ ARB Merger Arbitrage ETF
MNA
$251M
$24K 0.01%
+722
New +$23.3K
32 33
34
35 36

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.