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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJM icon
801
J.M. Smucker
SJM
$13.3B
$428K 0.01%
3,879
-648
-14% -$74.5K
LII icon
802
Lennox International
LII
$18.8B
$428K 0.01%
702
+9
+1% +$5.63K
AADR icon
803
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.3M
$427K 0.01%
6,189
+353
+6% +$23.6K
JBL icon
804
Jabil
JBL
$30.9B
$424K 0.01%
2,950
+9
+0.3% +$1.18K
FDUS icon
805
Fidus Investment
FDUS
$751M
$424K 0.01%
20,166
+200
+1% +$4.05K
GVIP icon
806
Goldman Sachs Hedge Industry VIP ETF
GVIP
$551M
$421K 0.01%
3,397
-125
-4% -$15.6K
UTG icon
807
Reaves Utility Income Fund
UTG
$3.58B
$418K 0.01%
13,189
+2,286
+21% +$75.2K
DON icon
808
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$415K 0.01%
8,140
+26
+0.3% +$1.36K
JPMB icon
809
JPMorgan USD Emerging Markets Sovereign Bond ETF
JPMB
$67.4M
$415K 0.01%
10,903
+254
+2% +$9.97K
ESGU icon
810
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$413K 0.01%
3,200
-128
-4% -$16.6K
YSEP icon
811
FT Vest International Equity Buffer ETF September
YSEP
$119M
$412K 0.01%
18,988
– –
FTNT icon
812
Fortinet
FTNT
$109B
$411K 0.01%
4,354
-640
-13% -$56.9K
DAL icon
813
Delta Air Lines
DAL
$57.1B
$410K 0.01%
6,780
-985
-13% -$58.2K
BFH icon
814
Bread Financial
BFH
$4.29B
$410K 0.01%
6,716
+189
+3% +$10.7K
FAUG icon
815
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$410K 0.01%
8,808
– –
CHY
816
Calamos Convertible and High Income Fund
CHY
$1B
$405K 0.01%
33,351
-615
-2% -$7.47K
RPM icon
817
RPM International
RPM
$14.3B
$400K 0.01%
3,247
+8
+0.2% +$1.05K
SAUG icon
818
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$111M
$399K 0.01%
16,940
– –
CGXU icon
819
Capital Group International Focus Equity ETF
CGXU
$6.09B
$399K 0.01%
16,165
+6,808
+73% +$177K
FXR icon
820
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$399K 0.01%
5,330
-13
-0.2% -$1.02K
CTVA icon
821
Corteva
CTVA
$59.3B
$398K 0.01%
6,986
+299
+4% +$17.7K
FMAY icon
822
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$397K 0.01%
8,374
+31
+0.4% +$1.47K
IEO icon
823
iShares US Oil & Gas Exploration & Production ETF
IEO
$560M
$394K 0.01%
4,394
+1,911
+77% +$180K
RGA icon
824
Reinsurance Group of America
RGA
$15.8B
$393K 0.01%
1,839
+4
+0.2% +$872
AGNC icon
825
AGNC Investment
AGNC
$12.5B
$389K 0.01%
42,238
+17,869
+73% +$174K
31 32
33
34 35

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.